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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.32%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.27B
AUM Growth
+$75.2M
Cap. Flow
+$14.9M
Cap. Flow %
1.17%
Top 10 Hldgs %
48.4%
Holding
529
New
47
Increased
161
Reduced
175
Closed
29

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$6.48M
2
GLW icon
Corning
GLW
+$5.87M
3
DOW icon
Dow Inc
DOW
+$5.5M
4
HUBB icon
Hubbell
HUBB
+$5.35M
5
CMCSA icon
Comcast
CMCSA
+$5.02M

Top Sells

Rank Stock Value
1
RF icon
Regions Financial
RF
+$7.79M
2
DAL icon
Delta Air Lines
DAL
+$5.18M
3
TSN icon
Tyson Foods
TSN
+$4.59M
4
AMGN icon
Amgen
AMGN
+$4.06M
5
BA icon
Boeing
BA
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 22.22%
2 Consumer Discretionary 8.48%
3 Financials 7.94%
4 Healthcare 7%
5 Industrials 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
326
Freeport-McMoran
FCX
$96.4B
$340K 0.03%
10,300
-875
-8% -$28.4K
BLK icon
327
Blackrock
BLK
$178B
$339K 0.03%
449
+155
+53% +$112K
HYT icon
328
BlackRock Corporate High Yield Fund
HYT
$1.37B
$338K 0.03%
28,768
– –
IJR icon
329
iShares Core S&P Small-Cap ETF
IJR
$112B
$336K 0.03%
3,099
+50
+2% +$5.23K
EAD
330
Allspring Income Opportunities Fund
EAD
$381M
$332K 0.03%
39,314
+1,225
+3% +$10.1K
NZF icon
331
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$329K 0.03%
20,375
+26
+0.1% +$419
RILY icon
332
BRC Group Holdings
RILY
$292M
$327K 0.03%
5,800
+300
+5% +$16.2K
FFC
333
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
$326K 0.03%
13,925
– –
SMH icon
334
VanEck Semiconductor ETF
SMH
$70.6B
$326K 0.03%
2,680
+80
+3% +$9.48K
ARKK icon
335
ARK Innovation ETF
ARKK
$6.38B
$323K 0.03%
+2,696
New +$365K
VUG icon
336
Vanguard Morningstar Growth ETF
VUG
$228B
$323K 0.03%
7,542
-5,754
-43% -$246K
GRX
337
Gabelli Healthcare & Wellness Trust
GRX
$147M
$322K 0.03%
25,868
– –
STZ icon
338
Constellation Brands
STZ
$22.9B
$321K 0.03%
1,406
-100
-7% -$22.5K
XLE icon
339
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$321K 0.03%
13,056
+244
+2% +$5.63K
QQQ icon
340
CALL
Invesco QQQ Trust
QQQ
$478B
$319K 0.03%
+1,000
New +$320K
QQQ icon
341
PUT
Invesco QQQ Trust
QQQ
$478B
$319K 0.03%
+1,000
New +$320K
SPXX icon
342
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$317K 0.03%
19,132
-11,909
-38% -$186K
AMD icon
343
CALL
Advanced Micro Devices
AMD
$774B
$315K 0.02%
+4,000
New +$344K
TTE icon
344
TotalEnergies
TTE
$195B
$315K 0.02%
6,775
-257
-4% -$11.7K
DG icon
345
Dollar General
DG
$26.5B
$313K 0.02%
1,547
-4,818
-76% -$957K
SPXS icon
346
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$336M
$313K 0.02%
+1,000
New +$350K
NIO icon
347
CALL
NIO
NIO
$11.6B
$312K 0.02%
8,000
-500
-6% -$25.5K
SLQD icon
348
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$311K 0.02%
6,000
– –
O icon
349
Realty Income
O
$58.6B
$309K 0.02%
5,007
+741
+17% +$43.9K
ISTB icon
350
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$308K 0.02%
6,000
– –
12 13
14
15 16

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Sheaff Brock Investment Advisors held 529 positions worth $1.27B, up 6.3% from $1.19B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Sheaff Brock Investment Advisors's Q1 2021 filing shows 47 new, 161 increased, 175 reduced and 29 closed positions. Its largest new stake was Hubbell: 30,928 shares worth $5.78M. The largest sale was Regions Financial, an estimated $7.79M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q1 2021 buy was Hubbell: 30,928 shares worth $5.78M.
  • Sheaff Brock Investment Advisors added most to Johnson & Johnson in Q1 2021, an estimated $6.48M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2021 reduction was Regions Financial, cutting an estimated $7.79M.
  • Sheaff Brock Investment Advisors fully exited STORE Capital Corporation in Q1 2021, selling an estimated $1.19M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 48% of its $1.27B portfolio in Q1 2021.
  • Sheaff Brock Investment Advisors opened 47 new positions and closed 29 in Q1 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 6.3% quarter-over-quarter to $1.27B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2021, filed 11 May 2021.