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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLQD icon
326
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$313K 0.03%
+6,000
New +$313K
KMX icon
327
CarMax
KMX
$8.26B
$312K 0.03%
3,305
+110
+3% +$10.3K
VNQ icon
328
Vanguard Real Estate ETF
VNQ
$38.3B
$312K 0.03%
3,675
+5
+0.1% +$415
EAD
329
Allspring Income Opportunities Fund
EAD
$381M
$311K 0.03%
38,089
+70
+0.2% +$539
ISTB icon
330
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$310K 0.03%
+6,000
New +$309K
GRX
331
Gabelli Healthcare & Wellness Trust
GRX
$147M
$309K 0.03%
25,868
– –
BP icon
332
BP
BP
$111B
$308K 0.03%
15,012
-537
-3% -$10.1K
HZNP
333
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$307K 0.03%
+4,200
New +$312K
AMAT icon
334
Applied Materials
AMAT
$417B
$306K 0.03%
3,551
-9,322
-72% -$689K
SPYG icon
335
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$305K 0.03%
5,517
– –
RH icon
336
RH
RH
$3.46B
$304K 0.03%
680
– –
TTWO icon
337
Take-Two Interactive
TTWO
$46.8B
$300K 0.03%
1,445
-49
-3% -$8.57K
AN icon
338
AutoNation
AN
$6.89B
$298K 0.03%
4,268
– –
TTE icon
339
TotalEnergies
TTE
$195B
$295K 0.02%
7,032
+76
+1% +$2.93K
FCX icon
340
Freeport-McMoran
FCX
$96.4B
$291K 0.02%
11,175
-119
-1% -$2.47K
VKQ icon
341
Invesco Municipal Trust
VKQ
$545M
$290K 0.02%
22,646
+33
+0.1% +$410
FDIS icon
342
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
$286K 0.02%
+4,000
New +$266K
NOW icon
343
ServiceNow
NOW
$132B
$286K 0.02%
2,600
+15
+0.6% +$1.56K
XBI icon
344
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$286K 0.02%
2,032
-50
-2% -$6.4K
CMA
345
DELISTED
Comerica
CMA
$285K 0.02%
+5,108
New +$249K
SMH icon
346
VanEck Semiconductor ETF
SMH
$70.6B
$284K 0.02%
2,600
– –
STLD icon
347
Steel Dynamics
STLD
$37.8B
$284K 0.02%
7,699
+535
+7% +$18.6K
CTVA icon
348
Corteva
CTVA
$50.9B
$283K 0.02%
7,311
+166
+2% +$5.93K
PSP icon
349
Invesco Global Listed Private Equity ETF
PSP
$249M
$282K 0.02%
4,179
– –
IJR icon
350
iShares Core S&P Small-Cap ETF
IJR
$112B
$280K 0.02%
3,049
– –
12 13
14
15 16

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.