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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-19.84%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$756M
AUM Growth
-$274M
Cap. Flow
-$46.6M
Cap. Flow %
-6.16%
Top 10 Hldgs %
47.38%
Holding
509
New
33
Increased
126
Reduced
183
Closed
95

Top Buys

Rank Stock Value
1
IRM icon
Iron Mountain
IRM
+$6.31M
2
DAL icon
Delta Air Lines
DAL
+$6.06M
3
TRV icon
Travelers Companies
TRV
+$2.6M
4
VZ icon
Verizon
VZ
+$2.47M
5
HD icon
Home Depot
HD
+$2.18M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.19M
2
DRI icon
Darden Restaurants
DRI
+$5.46M
3
XOM icon
ExxonMobil
XOM
+$5.14M
4
AMZN icon
Amazon
AMZN
+$4.07M
5
CAT icon
Caterpillar
CAT
+$3.32M

Sector Composition

Rank Sector Weight
1 Technology 20.92%
2 Financials 9.89%
3 Healthcare 7.3%
4 Communication Services 6.5%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
326
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$214K 0.03%
14,605
-2,299
-14% -$37.1K
PH icon
327
Parker-Hannifin
PH
$134B
$213K 0.03%
1,641
– –
OKTA icon
328
Okta
OKTA
$26.1B
$212K 0.03%
+1,737
New +$218K
SWKS icon
329
Skyworks Solutions
SWKS
$10.3B
$212K 0.03%
2,376
-499
-17% -$53.3K
PHK
330
PIMCO High Income Fund
PHK
$875M
$209K 0.03%
42,693
– –
PEY icon
331
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$207K 0.03%
15,954
+1,800
+13% +$30.7K
NKSH icon
332
National Bankshares
NKSH
$269M
$206K 0.03%
6,464
– –
FLO icon
333
Flowers Foods
FLO
$1.52B
$205K 0.03%
10,000
– –
TEVA icon
334
Teva Pharmaceuticals
TEVA
$42.5B
$205K 0.03%
22,860
-6,000
-21% -$61.5K
MAR icon
335
Marriott International
MAR
$91.1B
$200K 0.03%
2,680
-4,865
-64% -$605K
HIO
336
Western Asset High Income Opportunity Fund
HIO
$340M
$198K 0.03%
47,122
– –
PSP icon
337
Invesco Global Listed Private Equity ETF
PSP
$249M
$191K 0.03%
4,708
+372
+9% +$21.4K
MMT
338
Aberdeen Multi-Market Income Fund
MMT
$244M
$189K 0.03%
37,500
– –
RAD
339
DELISTED
Rite Aid Corporation
RAD
$178K 0.02%
11,878
-25
-0.2% -$350
BBF
340
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$178K 0.02%
14,492
– –
CCL icon
341
Carnival Corporation Ltd
CCL
$38B
$174K 0.02%
13,235
+389
+3% +$13.8K
CGC
342
Canopy Growth
CGC
$422M
$173K 0.02%
1,199
-1,172
-49% -$220K
DNP icon
343
DNP Select Income Fund
DNP
$4.1B
$169K 0.02%
17,291
+1,651
+11% +$19.8K
ETW
344
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$168K 0.02%
22,548
+250
+1% +$2.34K
CXE
345
DELISTED
MFS High Income Municipal Trust
CXE
$164K 0.02%
35,000
-5,200
-13% -$26.9K
GHY
346
PGIM Global High Yield Fund
GHY
$482M
$155K 0.02%
14,000
-500
-3% -$6.99K
PTY icon
347
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$155K 0.02%
11,970
+869
+8% +$15.2K
RITM icon
348
Rithm Capital
RITM
$5.72B
$152K 0.02%
30,253
-3,810
-11% -$55.2K
HYI
349
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$150K 0.02%
12,200
-900
-7% -$13.2K
BXMX
350
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$148K 0.02%
14,659
– –
12 13
14
15 16

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Sheaff Brock Investment Advisors held 509 positions worth $756M, down 27% from $1.03B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $46.6M in Q1 2020, closing 95 positions and reducing 183 holdings. Its most notable exit was Darden Restaurants, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Iron Mountain worth $4.96M.

  • Sheaff Brock Investment Advisors's largest Q1 2020 buy was Iron Mountain: 208,498 shares worth $4.96M.
  • Sheaff Brock Investment Advisors added most to Delta Air Lines in Q1 2020, an estimated $6.06M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $8.19M.
  • Sheaff Brock Investment Advisors fully exited Darden Restaurants in Q1 2020, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $756M portfolio in Q1 2020.
  • Sheaff Brock Investment Advisors opened 33 new positions and closed 95 in Q1 2020.
  • Sheaff Brock Investment Advisors's portfolio value fell 27% quarter-over-quarter to $756M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2020, filed 30 Apr 2020.