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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEE icon
326
Ameren
AEE
$29.6B
$350K 0.03%
5,539
+1
+0% +$63
AOD
327
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
$347K 0.03%
39,476
-4
-0% -$35
STX icon
328
Seagate
STX
$182B
$347K 0.03%
7,332
-547
-7% -$29.2K
WDC icon
329
Western Digital
WDC
$151B
$347K 0.03%
7,837
+111
+1% +$5.62K
ROKU icon
330
Roku
ROKU
$22.5B
$344K 0.03%
+4,715
New +$270K
SCHC icon
331
Schwab International Small-Cap Equity ETF
SCHC
$5.63B
$344K 0.03%
9,643
– –
YUM icon
332
Yum! Brands
YUM
$39.7B
$343K 0.03%
3,773
-26
-0.7% -$2.17K
CLF icon
333
Cleveland-Cliffs
CLF
$7.13B
$341K 0.03%
26,900
+4,000
+17% +$41.2K
RWO icon
334
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$340K 0.03%
7,153
+97
+1% +$4.7K
MKC icon
335
McCormick & Company Non-Voting
MKC
$14.3B
$337K 0.03%
5,110
-200
-4% -$12.3K
KSS icon
336
Kohl's
KSS
$2.16B
$336K 0.03%
4,503
+94
+2% +$7.11K
XBI icon
337
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$335K 0.03%
3,494
+432
+14% +$41.9K
TSLA icon
338
Tesla
TSLA
$1.31T
$334K 0.03%
18,915
+3,450
+22% +$71.9K
IWM icon
339
iShares Russell 2000 ETF
IWM
$81.5B
$329K 0.03%
1,954
+7
+0.4% +$1.18K
MHI
340
DELISTED
Pioneer Municipal High Income Fund
MHI
$329K 0.03%
29,600
– –
ETJ
341
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$324K 0.03%
32,625
-9,000
-22% -$88.4K
IJH icon
342
iShares Core S&P Mid-Cap ETF
IJH
$127B
$324K 0.03%
8,045
– –
STZ icon
343
CALL
Constellation Brands
STZ
$22.8B
$323K 0.03%
1,500
– –
SRCI
344
DELISTED
SRC Energy Inc
SRCI
$322K 0.03%
36,192
-2,000
-5% -$20K
TTWO icon
345
Take-Two Interactive
TTWO
$47.4B
$321K 0.03%
2,325
-50
-2% -$6.38K
BPL
346
DELISTED
Buckeye Partners, L.P.
BPL
$319K 0.03%
8,933
+377
+4% +$13.5K
SWKS icon
347
Skyworks Solutions
SWKS
$10.4B
$318K 0.03%
3,501
-827
-19% -$77.4K
IJT icon
348
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.36B
$316K 0.03%
3,136
+720
+30% +$72.4K
SCHV
349
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$315K 0.03%
16,875
+4,500
+36% +$83.4K
ENB icon
350
Enbridge
ENB
$112B
$313K 0.03%
9,704
-2,642
-21% -$92.3K
12 13
14
15 16

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.