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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
326
WEC Energy
WEC
$35.1B
$347K 0.05%
5,530
-68
-1% -$4.34K
XLB icon
327
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$345K 0.05%
12,152
+3,142
+35% +$86.5K
PBA icon
328
Pembina Pipeline
PBA
$27.6B
$340K 0.04%
9,693
-608
-6% -$20.3K
NS
329
DELISTED
NuStar Energy L.P.
NS
$340K 0.04%
8,379
+160
+2% +$6.77K
BXMX
330
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$339K 0.04%
24,282
+8
+0% +$111
GS icon
331
Goldman Sachs
GS
$303B
$339K 0.04%
1,430
+2
+0.1% +$451
PIM
332
Franklin Master Intermediate Income Trust
PIM
$151M
$339K 0.04%
71,772
– –
ADBE icon
333
Adobe
ADBE
$105B
$338K 0.04%
2,265
– –
BTI icon
334
British American Tobacco
BTI
$128B
$337K 0.04%
+5,399
New +$348K
RWO icon
335
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$337K 0.04%
7,056
+121
+2% +$5.81K
XLU icon
336
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$337K 0.04%
12,712
-6,256
-33% -$168K
GGG icon
337
Graco
GGG
$13.5B
$334K 0.04%
8,097
– –
NEE icon
338
NextEra Energy
NEE
$177B
$334K 0.04%
9,116
-1,196
-12% -$43.8K
DPZ icon
339
Domino's
DPZ
$11.6B
$328K 0.04%
1,651
-345
-17% -$67.2K
AEE icon
340
Ameren
AEE
$30.1B
$327K 0.04%
5,650
+1
+0% +$58
ETJ
341
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$327K 0.04%
34,625
– –
ETV
342
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$327K 0.04%
21,318
– –
SGI
343
Somnigroup International
SGI
$13.7B
$327K 0.04%
20,244
-10,000
-33% -$148K
NEA icon
344
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$326K 0.04%
23,564
– –
MCK icon
345
McKesson
MCK
$101B
$324K 0.04%
2,111
+98
+5% +$15.3K
GBCI icon
346
Glacier Bancorp
GBCI
$6.35B
$321K 0.04%
8,500
-2,500
-23% -$86.6K
STZ icon
347
Constellation Brands
STZ
$23.2B
$321K 0.04%
1,610
+10
+0.6% +$1.98K
RAD
348
DELISTED
Rite Aid Corporation
RAD
$317K 0.04%
8,090
+1,355
+20% +$64.2K
MHK icon
349
Mohawk Industries
MHK
$9.22B
$316K 0.04%
+1,275
New +$317K
PGF icon
350
Invesco Financial Preferred ETF
PGF
$674M
$311K 0.04%
16,380
+111
+0.7% +$2.11K
12 13
14
15 16

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.