We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAP icon
326
Advance Auto Parts
AAP
$3.36B
$401K 0.05%
2,500
-400
-14% -$60.1K
WM icon
327
Waste Management
WM
$90.6B
$395K 0.05%
6,699
-300
-4% -$16.6K
USB icon
328
US Bancorp
USB
$100B
$392K 0.05%
9,650
+306
+3% +$12.2K
VOO icon
329
Vanguard S&P 500 ETF
VOO
$1.03T
$392K 0.05%
2,080
-1,311
-39% -$235K
SKX
330
DELISTED
Skechers
SKX
$390K 0.05%
12,800
-11,559
-47% -$348K
ROK icon
331
Rockwell Automation
ROK
$48.3B
$389K 0.05%
3,423
+20
+0.6% +$2.03K
SSO icon
332
ProShares Ultra S&P500
SSO
$8.41B
$389K 0.05%
48,752
+2,880
+6% +$20.7K
FTR
333
DELISTED
Frontier Communications Corp.
FTR
$382K 0.05%
4,556
-172
-4% -$12.5K
CMG icon
334
Chipotle Mexican Grill
CMG
$40.7B
$381K 0.05%
40,450
-3,450
-8% -$32.8K
CLX icon
335
Clorox
CLX
$13B
$379K 0.05%
3,010
+170
+6% +$21.6K
ESRX
336
DELISTED
Express Scripts Holding Company
ESRX
$377K 0.05%
5,486
-890
-14% -$64K
MIDD icon
337
Middleby
MIDD
$5.89B
$375K 0.05%
3,509
– –
WPC icon
338
W.P. Carey
WPC
$16.1B
$373K 0.05%
+6,120
New +$348K
HUM icon
339
Humana
HUM
$46.3B
$372K 0.05%
2,031
+1
+0% +$173
AYI icon
340
Acuity Brands
AYI
$10.6B
$371K 0.05%
1,700
-200
-11% -$41.3K
OTEX icon
341
Open Text
OTEX
$5.99B
$370K 0.05%
+14,268
New +$344K
UNP icon
342
Union Pacific
UNP
$174B
$369K 0.05%
4,644
+391
+9% +$30.2K
GSK icon
343
GSK
GSK
$104B
$367K 0.05%
7,242
+641
+10% +$31.9K
GIII icon
344
G-III Apparel Group
GIII
$1.48B
$364K 0.04%
+7,443
New +$360K
PXD
345
DELISTED
Pioneer Natural Resource Co.
PXD
$364K 0.04%
2,585
-3,197
-55% -$396K
WOR icon
346
Worthington Enterprises
WOR
$2.79B
$361K 0.04%
16,444
– –
DLR icon
347
Digital Realty Trust
DLR
$70.8B
$357K 0.04%
4,040
-110
-3% -$8.91K
REGN icon
348
Regeneron Pharmaceuticals
REGN
$83.2B
$355K 0.04%
985
+150
+18% +$61.8K
ENB icon
349
Enbridge
ENB
$112B
$352K 0.04%
9,058
+144
+2% +$4.92K
MFIC icon
350
MidCap Financial Investment
MFIC
$797M
$351K 0.04%
21,094
-2,378
-10% -$36.7K
12 13
14
15 16

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.