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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$188M
Cap. Flow
+$14.1M
Cap. Flow %
1.09%
Top 10 Hldgs %
40.92%
Holding
505
New
44
Increased
179
Reduced
150
Closed
24

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$14.4M
2
CME icon
CME Group
CME
+$8.53M
3
GD icon
General Dynamics
GD
+$6.34M
4
CRM icon
Salesforce
CRM
+$4.28M
5
HD icon
Home Depot
HD
+$3.85M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6.99M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$6.91M
3
CVS icon
CVS Health
CVS
+$4.68M
4
MRK icon
Merck
MRK
+$3.75M
5
HON icon
Honeywell
HON
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 30.86%
2 Financials 8%
3 Industrials 7.71%
4 Healthcare 7.45%
5 Consumer Discretionary 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
301
Palo Alto Networks
PANW
$313B
$393K 0.03%
2,668
-50
-2% -$6.68K
CTSH icon
302
Cognizant
CTSH
$26.4B
$391K 0.03%
5,175
-700
-12% -$48.3K
CMG icon
303
Chipotle Mexican Grill
CMG
$40.5B
$389K 0.03%
8,500
+100
+1% +$4.16K
ORLY icon
304
O'Reilly Automotive
ORLY
$74.9B
$385K 0.03%
6,075
– –
IJT icon
305
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$380K 0.03%
3,040
– –
DAL icon
306
Delta Air Lines
DAL
$59.5B
$375K 0.03%
9,314
-850
-8% -$30.8K
VRTX icon
307
Vertex Pharmaceuticals
VRTX
$134B
$374K 0.03%
920
+17
+2% +$6.28K
SPYG icon
308
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$372K 0.03%
5,718
– –
DGRO icon
309
iShares Core Dividend Growth ETF
DGRO
$43.7B
$371K 0.03%
6,900
+2
+0% +$101
VNQ icon
310
Vanguard Real Estate ETF
VNQ
$38.3B
$369K 0.03%
4,174
+93
+2% +$7.37K
GLD icon
311
SPDR Gold Trust
GLD
$143B
$369K 0.03%
1,928
+280
+17% +$51.3K
TMO icon
312
Thermo Fisher Scientific
TMO
$224B
$368K 0.03%
694
– –
XLY icon
313
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$365K 0.03%
4,080
-980
-19% -$81.2K
HBAN icon
314
Huntington Bancshares
HBAN
$35.9B
$365K 0.03%
28,672
+47
+0.2% +$514
NOC icon
315
Northrop Grumman
NOC
$81.8B
$364K 0.03%
778
– –
HRL icon
316
Hormel Foods
HRL
$13.4B
$363K 0.03%
11,300
+25
+0.2% +$816
RIV
317
RiverNorth Opportunities Fund
RIV
$319M
$363K 0.03%
33,000
+9,500
+40% +$99.8K
PGX icon
318
Invesco Preferred ETF
PGX
$3.76B
$361K 0.03%
31,455
+5,968
+23% +$65.1K
GEHC icon
319
GE HealthCare
GEHC
$32.9B
$360K 0.03%
4,657
+68
+1% +$4.76K
ARKK icon
320
ARK Innovation ETF
ARKK
$6.38B
$357K 0.03%
6,816
-1,000
-13% -$43.3K
PECO icon
321
Phillips Edison & Co
PECO
$5.1B
$357K 0.03%
9,777
– –
IJK icon
322
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$356K 0.03%
4,489
+25
+0.6% +$1.83K
WEC icon
323
WEC Energy
WEC
$34.8B
$353K 0.03%
4,197
-1,085
-21% -$89.3K
VT icon
324
Vanguard Total World Stock ETF
VT
$81.1B
$351K 0.03%
3,410
+320
+10% +$30.8K
APD icon
325
Air Products & Chemicals
APD
$68.9B
$351K 0.03%
1,281
-30
-2% -$8.25K
11 12
13
14 15

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Sheaff Brock Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Sheaff Brock Investment Advisors held 505 positions worth $1.29B, up 17% from $1.1B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2023 filing shows 44 new, 179 increased, 150 reduced and 24 closed positions. Its largest new stake was General Dynamics: 26,004 shares worth $6.75M. The largest sale was ConocoPhillips, an estimated $6.99M.

By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 30% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q4 2023 buy was General Dynamics: 26,004 shares worth $6.75M.
  • Sheaff Brock Investment Advisors added most to NVIDIA in Q4 2023, an estimated $14.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2023 reduction was ConocoPhillips, cutting an estimated $6.99M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q4 2023, selling an estimated $6.91M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.29B portfolio in Q4 2023.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 24 in Q4 2023.
  • Sheaff Brock Investment Advisors's portfolio value rose 17% quarter-over-quarter to $1.29B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2023, filed 8 Feb 2024.