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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-19.84%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$756M
AUM Growth
-$274M
Cap. Flow
-$46.6M
Cap. Flow %
-6.16%
Top 10 Hldgs %
47.38%
Holding
509
New
33
Increased
126
Reduced
183
Closed
95

Top Buys

Rank Stock Value
1
IRM icon
Iron Mountain
IRM
+$6.31M
2
DAL icon
Delta Air Lines
DAL
+$6.06M
3
TRV icon
Travelers Companies
TRV
+$2.6M
4
VZ icon
Verizon
VZ
+$2.47M
5
HD icon
Home Depot
HD
+$2.18M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.19M
2
DRI icon
Darden Restaurants
DRI
+$5.46M
3
XOM icon
ExxonMobil
XOM
+$5.14M
4
AMZN icon
Amazon
AMZN
+$4.07M
5
CAT icon
Caterpillar
CAT
+$3.32M

Sector Composition

Rank Sector Weight
1 Technology 20.92%
2 Financials 9.89%
3 Healthcare 7.3%
4 Communication Services 6.5%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBR icon
301
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$245K 0.03%
2,760
-20
-0.7% -$2.43K
EAD
302
Allspring Income Opportunities Fund
EAD
$381M
$243K 0.03%
38,019
-164
-0.4% -$1.28K
DIS icon
303
CALL
Walt Disney
DIS
$179B
$242K 0.03%
+2,500
New +$316K
HBAN icon
304
Huntington Bancshares
HBAN
$35.9B
$242K 0.03%
29,433
+6
+0% +$74
SPYG icon
305
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$237K 0.03%
+6,642
New +$272K
TMO icon
306
Thermo Fisher Scientific
TMO
$224B
$235K 0.03%
829
+150
+22% +$47.3K
MPLX icon
307
MPLX
MPLX
$60.1B
$232K 0.03%
20,005
+1,995
+11% +$40.9K
PPT
308
Franklin Premier Income Trust
PPT
$332M
$232K 0.03%
51,176
– –
WORK
309
DELISTED
Slack Technologies, Inc.
WORK
$232K 0.03%
+8,645
New +$208K
YUM icon
310
Yum! Brands
YUM
$39.5B
$231K 0.03%
3,373
– –
VNQ icon
311
Vanguard Real Estate ETF
VNQ
$38.3B
$230K 0.03%
3,292
+110
+3% +$9.66K
IWF icon
312
iShares Russell 1000 Growth ETF
IWF
$127B
$229K 0.03%
6,080
– –
SCHD icon
313
Schwab US Dividend Equity ETF
SCHD
$107B
$229K 0.03%
15,270
+147
+1% +$2.64K
NLY icon
314
Annaly Capital Management
NLY
$17.4B
$228K 0.03%
11,263
-2,500
-18% -$87.9K
GRX
315
Gabelli Healthcare & Wellness Trust
GRX
$147M
$227K 0.03%
26,201
– –
CODI icon
316
Compass Diversified
CODI
$927M
$225K 0.03%
16,800
-550
-3% -$11.2K
GM icon
317
General Motors
GM
$78.4B
$224K 0.03%
10,793
+1,126
+12% +$34.4K
OLED icon
318
Universal Display
OLED
$4.32B
$224K 0.03%
1,700
– –
IJR icon
319
iShares Core S&P Small-Cap ETF
IJR
$112B
$223K 0.03%
3,967
-725
-15% -$54K
O icon
320
Realty Income
O
$58.6B
$223K 0.03%
4,608
-17,083
-79% -$1.19M
XLV icon
321
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$221K 0.03%
+2,490
New +$242K
STZ icon
322
Constellation Brands
STZ
$22.9B
$220K 0.03%
1,537
+1
+0.1% +$176
PSX icon
323
Phillips 66
PSX
$89.5B
$218K 0.03%
4,060
+384
+10% +$31.3K
WDC icon
324
Western Digital
WDC
$151B
$216K 0.03%
6,880
– –
MGC icon
325
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$215K 0.03%
2,359
– –
11 12
13
14 15

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Sheaff Brock Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Sheaff Brock Investment Advisors held 509 positions worth $756M, down 27% from $1.03B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $46.6M in Q1 2020, closing 95 positions and reducing 183 holdings. Its most notable exit was Darden Restaurants, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Iron Mountain worth $4.96M.

  • Sheaff Brock Investment Advisors's largest Q1 2020 buy was Iron Mountain: 208,498 shares worth $4.96M.
  • Sheaff Brock Investment Advisors added most to Delta Air Lines in Q1 2020, an estimated $6.06M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $8.19M.
  • Sheaff Brock Investment Advisors fully exited Darden Restaurants in Q1 2020, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $756M portfolio in Q1 2020.
  • Sheaff Brock Investment Advisors opened 33 new positions and closed 95 in Q1 2020.
  • Sheaff Brock Investment Advisors's portfolio value fell 27% quarter-over-quarter to $756M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2020, filed 30 Apr 2020.