We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-1.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$966M
AUM Growth
+$195M
Cap. Flow
+$218M
Cap. Flow %
22.55%
Top 10 Hldgs %
39.1%
Holding
598
New
65
Increased
191
Reduced
179
Closed
47

Top Buys

Rank Stock Value
1
OPLN
Openlane
OPLN
+$6.44M
2
KLAC icon
KLA
KLAC
+$6.04M
3
IBM icon
IBM
IBM
+$1.61M
4
UNP icon
Union Pacific
UNP
+$1.39M
5
CE icon
Celanese
CE
+$1.37M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$7.72M
2
KDP icon
Keurig Dr Pepper
KDP
+$5.64M
3
EXC icon
Exelon
EXC
+$5.37M
4
CAT icon
Caterpillar
CAT
+$1.54M
5
TROW icon
T. Rowe Price
TROW
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Financials 12.27%
3 Consumer Discretionary 8.47%
4 Healthcare 7.44%
5 Industrials 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
301
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
$397K 0.04%
3,065
-2,000
-39% -$263K
CII icon
302
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$392K 0.04%
24,880
+1,994
+9% +$32.4K
ENB icon
303
Enbridge
ENB
$112B
$391K 0.04%
12,439
-55
-0.4% -$1.93K
IJR icon
304
iShares Core S&P Small-Cap ETF
IJR
$112B
$387K 0.04%
5,022
+1,400
+39% +$109K
LQD icon
305
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$387K 0.04%
3,301
+3
+0.1% +$354
VB icon
306
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
$387K 0.04%
2,631
– –
CMG icon
307
Chipotle Mexican Grill
CMG
$40.7B
$386K 0.04%
59,750
-18,750
-24% -$118K
NFLX icon
308
CALL
Netflix
NFLX
$318B
$384K 0.04%
+13,000
New +$354K
HDS
309
DELISTED
HD Supply Holdings, Inc.
HDS
$383K 0.04%
10,100
– –
CLVS
310
DELISTED
Clovis Oncology, Inc.
CLVS
$382K 0.04%
7,226
+850
+13% +$49.6K
CMA
311
DELISTED
Comerica
CMA
$381K 0.04%
3,969
– –
LUMN icon
312
Lumen
LUMN
$6.85B
$376K 0.04%
22,855
+531
+2% +$9.21K
ETJ
313
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$374K 0.04%
41,625
+6,000
+17% +$56.1K
NEE icon
314
NextEra Energy
NEE
$177B
$373K 0.04%
9,124
+4
+0% +$154
SINA
315
DELISTED
Sina Corp
SINA
$372K 0.04%
3,565
+450
+14% +$51.6K
EXC icon
316
Exelon
EXC
$45.8B
$370K 0.04%
13,295
-198,882
-94% -$5.37M
GGG icon
317
Graco
GGG
$13.5B
$370K 0.04%
8,097
– –
SPG icon
318
Simon Property Group
SPG
$71.5B
$366K 0.04%
2,369
+749
+46% +$119K
SRCI
319
DELISTED
SRC Energy Inc
SRCI
$360K 0.04%
38,192
+2,000
+6% +$18.3K
IBB icon
320
iShares Biotechnology ETF
IBB
$9.82B
$358K 0.04%
3,352
-40
-1% -$4.43K
AWF
321
AllianceBernstein Global High Income Fund
AWF
$870M
$357K 0.04%
30,049
+5,634
+23% +$68.9K
HD icon
322
CALL
Home Depot
HD
$350B
$356K 0.04%
+2,000
New +$375K
PFE icon
323
CALL
Pfizer
PFE
$154B
$355K 0.04%
+10,540
New +$362K
OXY icon
324
Occidental Petroleum
OXY
$58.6B
$354K 0.04%
5,442
+5
+0.1% +$350
NEA icon
325
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$351K 0.04%
27,035
-176
-0.6% -$2.32K
11 12
13
14 15

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Sheaff Brock Investment Advisors held 598 positions worth $966M, up 25% from $771M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sheaff Brock Investment Advisors deployed $218M of net new capital in Q1 2018, opening 65 new positions and adding to 191 existing holdings. Its largest new stake was Openlane: 319,148 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $7.72M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2018 buy was Openlane: 319,148 shares worth $6.55M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2018, an estimated $1.61M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2018 reduction was Meta Platforms (Facebook), cutting an estimated $7.72M.
  • Sheaff Brock Investment Advisors fully exited Keurig Dr Pepper in Q1 2018, selling an estimated $5.64M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 39% of its $966M portfolio in Q1 2018.
  • Sheaff Brock Investment Advisors opened 65 new positions and closed 47 in Q1 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 25% quarter-over-quarter to $966M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2018, filed 3 May 2018.