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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
301
iShares Biotechnology ETF
IBB
$9.77B
$399K 0.05%
3,591
-117
-3% -$12.5K
LQD icon
302
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$399K 0.05%
3,294
+3
+0.1% +$363
VTR icon
303
Ventas
VTR
$47.9B
$390K 0.05%
5,980
-36
-0.6% -$2.43K
FLG
304
Flagstar Bank National Association
FLG
$5.82B
$390K 0.05%
10,084
+3,173
+46% +$120K
AMTD
305
DELISTED
TD Ameritrade Holding Corp
AMTD
$387K 0.05%
7,929
+104
+1% +$4.66K
LUMN icon
306
Lumen
LUMN
$6.44B
$386K 0.05%
20,436
-65
-0.3% -$1.37K
OXY icon
307
Occidental Petroleum
OXY
$55.9B
$382K 0.05%
5,951
+10
+0.2% +$609
AFL icon
308
Aflac
AFL
$62.6B
$381K 0.05%
9,356
-400
-4% -$16.1K
SAIA icon
309
Saia
SAIA
$9.72B
$379K 0.05%
6,048
-8,383
-58% -$462K
HDS
310
DELISTED
HD Supply Holdings, Inc.
HDS
$375K 0.05%
10,400
-7,600
-42% -$244K
WPZ
311
DELISTED
Williams Partners L.P.
WPZ
$375K 0.05%
9,629
-93
-1% -$3.67K
HCA icon
312
HCA Healthcare
HCA
$89.5B
$374K 0.05%
4,700
-300
-6% -$24.1K
HWM icon
313
Howmet Aerospace
HWM
$112B
$372K 0.05%
19,480
-1,192
-6% -$22.8K
VB icon
314
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$372K 0.05%
2,631
– –
FUN icon
315
Cedar Fair
FUN
$1.67B
– –
0
– –
VWO icon
316
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$364K 0.05%
8,351
+287
+4% +$12.4K
STX icon
317
Seagate
STX
$184B
$361K 0.05%
10,870
-597
-5% -$20.3K
APU
318
DELISTED
AmeriGas Partners, L.P.
APU
$358K 0.05%
+7,957
New +$351K
HAL icon
319
Halliburton
HAL
$26.6B
$357K 0.05%
7,760
+102
+1% +$4.27K
TLP
320
DELISTED
Transmontaigne
TLP
$354K 0.05%
8,300
+200
+2% +$8.79K
PAA icon
321
Plains All American Pipeline
PAA
$16.1B
$353K 0.05%
16,680
+200
+1% +$4.63K
MAR icon
322
Marriott International
MAR
$92.3B
$351K 0.05%
3,186
– –
SRCI
323
DELISTED
SRC Energy Inc
SRCI
$350K 0.05%
36,192
– –
BSV icon
324
Vanguard Short-Term Bond ETF
BSV
$44.6B
$349K 0.05%
+4,367
New +$349K
AAV
325
DELISTED
Advantage Oil & Gas Ltd
AAV
$349K 0.05%
55,400
– –
11 12
13
14 15

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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.