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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
276
Schwab US Dividend Equity ETF
SCHD
$107B
$400K 0.03%
18,699
+3,147
+20% +$63.8K
IJK icon
277
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$399K 0.03%
5,524
– –
AAL icon
278
American Airlines Group
AAL
$10.2B
$398K 0.03%
25,236
+300
+1% +$4.16K
SRE icon
279
Sempra
SRE
$55.9B
$396K 0.03%
6,220
– –
LQD icon
280
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$395K 0.03%
2,857
– –
CI icon
281
Cigna
CI
$71.9B
$392K 0.03%
1,885
-100
-5% -$19.6K
SWKS icon
282
Skyworks Solutions
SWKS
$10.2B
$392K 0.03%
2,564
-249
-9% -$36.5K
KMI icon
283
Kinder Morgan
KMI
$70.1B
$388K 0.03%
28,377
-4,167
-13% -$55.8K
BDJ icon
284
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$387K 0.03%
45,694
-5,650
-11% -$44.3K
CNC icon
285
Centene
CNC
$32.2B
$385K 0.03%
6,408
– –
ENB icon
286
Enbridge
ENB
$113B
$383K 0.03%
11,967
-288
-2% -$8.76K
MHI
287
DELISTED
Pioneer Municipal High Income Fund
MHI
$373K 0.03%
30,002
+40
+0.1% +$476
IWF icon
288
iShares Russell 1000 Growth ETF
IWF
$127B
$371K 0.03%
6,160
+4
+0.1% +$228
RSP icon
289
Invesco S&P 500 Equal Weight ETF
RSP
$99.4B
$371K 0.03%
2,912
-33
-1% -$3.92K
VBR icon
290
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$371K 0.03%
2,610
– –
HASI icon
291
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.3B
$367K 0.03%
5,780
– –
HBAN icon
292
Huntington Bancshares
HBAN
$36B
$367K 0.03%
29,072
-1,582
-5% -$18K
BIL icon
293
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$366K 0.03%
4,000
-3,500
-47% -$320K
YUM icon
294
Yum! Brands
YUM
$39.4B
$366K 0.03%
3,373
– –
WORK
295
DELISTED
Slack Technologies, Inc.
WORK
$365K 0.03%
8,645
-400
-4% -$13.5K
GIS icon
296
General Mills
GIS
$20.3B
$355K 0.03%
6,039
– –
FDX icon
297
FedEx
FDX
$76.3B
$351K 0.03%
1,353
-1,467
-52% -$406K
MPLX icon
298
MPLX
MPLX
$60.1B
$349K 0.03%
16,138
-1,249
-7% -$24.6K
OMER icon
299
Omeros
OMER
$982M
$348K 0.03%
24,330
-1,000
-4% -$12.2K
OLED icon
300
Universal Display
OLED
$4.31B
$345K 0.03%
1,500
– –
10 11
12
13 14

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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.