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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGG icon
276
Graco
GGG
$13.5B
$336K 0.03%
5,470
-4
-0.1% -$223
HYG icon
277
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$336K 0.03%
4,000
– –
TMO icon
278
Thermo Fisher Scientific
TMO
$224B
$335K 0.03%
759
-70
-8% -$28.9K
HYT icon
279
BlackRock Corporate High Yield Fund
HYT
$1.38B
$334K 0.03%
31,268
-333
-1% -$3.59K
IWF icon
280
iShares Russell 1000 Growth ETF
IWF
$127B
$334K 0.03%
6,156
+76
+1% +$4K
OKTA icon
281
Okta
OKTA
$26.1B
$334K 0.03%
1,562
-200
-11% -$41.7K
XEL icon
282
Xcel Energy
XEL
$48.5B
$333K 0.03%
4,827
-9
-0.2% -$614
MRNA icon
283
Moderna
MRNA
$24.2B
$331K 0.03%
+4,684
New +$327K
IJK icon
284
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$330K 0.03%
5,524
-160
-3% -$9.52K
BND icon
285
Vanguard Total Bond Market
BND
$161B
$329K 0.03%
3,726
+803
+27% +$71.2K
TOWN icon
286
Towne Bank
TOWN
$3.42B
$328K 0.03%
20,000
– –
EBAY icon
287
eBay
EBAY
$47.2B
$327K 0.03%
6,277
-11,100
-64% -$612K
FFC
288
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
$323K 0.03%
+15,425
New +$327K
AGG icon
289
iShares Core US Aggregate Bond ETF
AGG
$137B
$319K 0.03%
2,698
– –
SCHV
290
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$319K 0.03%
18,324
-2,796
-13% -$48.9K
RSP icon
291
Invesco S&P 500 Equal Weight ETF
RSP
$99.4B
$318K 0.03%
2,945
-105
-3% -$11.3K
USB icon
292
US Bancorp
USB
$100B
$318K 0.03%
8,860
– –
CCL icon
293
Carnival Corporation Ltd
CCL
$38B
$317K 0.03%
20,866
+75
+0.4% +$1.16K
DTE icon
294
DTE Energy
DTE
$28.6B
$314K 0.03%
3,202
+24
+0.8% +$2.35K
INMD icon
295
InMode
INMD
$870M
$312K 0.03%
+17,230
New +$283K
AXON
296
Axon Enterprise
AXON
$51.7B
$310K 0.03%
3,420
+36
+1% +$3.13K
MELI icon
297
Mercado Libre
MELI
$98.4B
$310K 0.03%
286
+22
+8% +$23.9K
ED icon
298
Consolidated Edison
ED
$39.8B
$309K 0.03%
3,972
– –
AEP icon
299
American Electric Power
AEP
$67.3B
$308K 0.03%
3,766
+5
+0.1% +$412
YUM icon
300
Yum! Brands
YUM
$39.5B
$308K 0.03%
3,373
– –
10 11
12
13 14

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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.