We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
276
US Bancorp
USB
$99.9B
$475K 0.04%
8,986
-30
-0.3% -$1.59K
WMB icon
277
Williams Companies
WMB
$87.8B
$471K 0.04%
17,313
+8,543
+97% +$248K
THW
278
abrdn World Healthcare Fund
THW
$557M
$470K 0.04%
33,488
+3,895
+13% +$53.2K
XLF icon
279
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$464K 0.04%
16,807
-596
-3% -$16.7K
LUMN icon
280
Lumen
LUMN
$6.82B
$455K 0.04%
21,452
-325
-1% -$6.8K
EAD
281
Allspring Income Opportunities Fund
EAD
$378M
$450K 0.04%
56,768
– –
CAG icon
282
Conagra Brands
CAG
$7.04B
$447K 0.04%
13,171
+1
+0% +$37
RDS.B
283
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$442K 0.04%
6,228
+100
+2% +$6.93K
PFE icon
284
CALL
Pfizer
PFE
$154B
$441K 0.04%
10,540
– –
WPC icon
285
W.P. Carey
WPC
$16.1B
$438K 0.04%
6,949
+91
+1% +$5.86K
VOT icon
286
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$437K 0.04%
3,065
– –
XLK icon
287
State Street Technology Select Sector SPDR ETF
XLK
$122B
$437K 0.04%
11,604
-454
-4% -$16.6K
AIG icon
288
American International
AIG
$40.6B
$436K 0.04%
8,186
+7
+0.1% +$376
FANG icon
289
Diamondback Energy
FANG
$55.8B
$433K 0.04%
3,200
-1,100
-26% -$140K
VBR icon
290
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$432K 0.04%
3,100
+110
+4% +$15.4K
HBAN icon
291
Huntington Bancshares
HBAN
$35.5B
$430K 0.04%
28,819
+4
+0% +$63
NKSH icon
292
National Bankshares
NKSH
$260M
$430K 0.04%
9,464
– –
CII icon
293
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$428K 0.04%
24,880
– –
XLI icon
294
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$428K 0.04%
5,462
-800
-13% -$61K
ATVI
295
DELISTED
Activision Blizzard
ATVI
$422K 0.04%
5,069
+100
+2% +$7.59K
VB icon
296
Vanguard Morningstar Small-Cap ETF
VB
$82.6B
$421K 0.04%
2,591
– –
DG icon
297
Dollar General
DG
$27.2B
$420K 0.04%
3,844
+577
+18% +$60K
JHB
298
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$419K 0.04%
44,000
– –
EWA icon
299
iShares MSCI Australia ETF
EWA
$1.47B
$415K 0.04%
18,763
– –
GS icon
300
Goldman Sachs
GS
$301B
$413K 0.04%
1,841
-230
-11% -$53.5K
10 11
12
13 14

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.