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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTWO icon
276
Take-Two Interactive
TTWO
$46.1B
$450K 0.06%
+4,398
New +$394K
FDX icon
277
FedEx
FDX
$75.4B
$444K 0.06%
1,970
-714
-27% -$152K
XLV icon
278
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$444K 0.06%
5,431
-1,449
-21% -$116K
BIDU icon
279
Baidu
BIDU
$37.2B
$435K 0.06%
1,756
-53
-3% -$11.6K
PETX
280
DELISTED
Aratana Therapeutics, Inc.
PETX
$435K 0.06%
71,000
-10,000
-12% -$63.3K
TGT icon
281
Target
TGT
$68B
$433K 0.06%
7,346
-1,661
-18% -$93K
HBAN icon
282
Huntington Bancshares
HBAN
$35.5B
$430K 0.06%
30,805
+3
+0% +$39
INTU icon
283
Intuit
INTU
$89B
$430K 0.06%
3,027
– –
ATHN
284
DELISTED
Athenahealth, Inc.
ATHN
$430K 0.06%
3,457
-150
-4% -$20.7K
RTN
285
DELISTED
Raytheon Company
RTN
$428K 0.06%
2,292
+61
+3% +$10.7K
PRU icon
286
Prudential Financial
PRU
$41.8B
$425K 0.06%
3,996
-295
-7% -$31.5K
PACW
287
DELISTED
PacWest Bancorp
PACW
$424K 0.06%
8,387
+1,914
+30% +$89.5K
EWA icon
288
iShares MSCI Australia ETF
EWA
$1.45B
$419K 0.06%
18,663
– –
BND icon
289
Vanguard Total Bond Market
BND
$158B
$417K 0.05%
+5,088
New +$417K
BFK
290
DELISTED
BlackRock Municipal Income Trust
BFK
$416K 0.05%
29,156
– –
WPC icon
291
W.P. Carey
WPC
$16.4B
$412K 0.05%
6,237
+82
+1% +$5.46K
FANG icon
292
Diamondback Energy
FANG
$52.7B
$411K 0.05%
4,200
+100
+2% +$9.2K
PXD
293
DELISTED
Pioneer Natural Resource Co.
PXD
$411K 0.05%
2,787
-50
-2% -$7.19K
EXAS
294
DELISTED
Exact Sciences
EXAS
$410K 0.05%
8,700
-2,100
-19% -$84.5K
AMD icon
295
Advanced Micro Devices
AMD
$789B
$408K 0.05%
31,975
+9,550
+43% +$125K
GIS icon
296
General Mills
GIS
$19.7B
$406K 0.05%
7,850
+320
+4% +$17.5K
BPL
297
DELISTED
Buckeye Partners, L.P.
BPL
$405K 0.05%
7,097
-503
-7% -$29.9K
NAD icon
298
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$404K 0.05%
28,497
– –
CLVS
299
DELISTED
Clovis Oncology, Inc.
CLVS
$404K 0.05%
4,900
+675
+16% +$53.5K
VBR icon
300
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$401K 0.05%
3,139
-230
-7% -$28.4K
10 11
12
13 14

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.