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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRT icon
276
Federal Realty Investment Trust
FRT
$10.3B
$469K 0.06%
3,050
– –
MTB icon
277
M&T Bank
MTB
$36.2B
$464K 0.06%
4,000
– –
FCX icon
278
Freeport-McMoran
FCX
$97.5B
$455K 0.06%
41,872
-350
-0.8% -$4.03K
ATHN
279
DELISTED
Athenahealth, Inc.
ATHN
$455K 0.06%
3,607
– –
IDV icon
280
iShares International Select Dividend ETF
IDV
$8.57B
$453K 0.06%
15,100
– –
ET icon
281
Energy Transfer Partners
ET
$69.3B
$451K 0.06%
26,879
– –
LEN icon
282
Lennar Class A
LEN
$21.2B
$451K 0.06%
11,188
+630
+6% +$27.9K
WM icon
283
Waste Management
WM
$91B
$450K 0.06%
7,056
+28
+0.4% +$1.83K
WLL
284
DELISTED
Whiting Petroleum Corporation
WLL
$449K 0.06%
171
+36
+27% +$84.4K
MCK icon
285
McKesson
MCK
$101B
$440K 0.06%
2,639
-951
-26% -$177K
ESRX
286
DELISTED
Express Scripts Holding Company
ESRX
$439K 0.06%
6,231
+1,295
+26% +$96.8K
SBNY
287
DELISTED
Signature Bank
SBNY
$438K 0.06%
3,700
-200
-5% -$24.1K
SYK icon
288
Stryker
SYK
$130B
$437K 0.06%
3,750
-500
-12% -$58.3K
DLR icon
289
Digital Realty Trust
DLR
$71.7B
$434K 0.06%
4,469
+397
+10% +$40.4K
MIDD icon
290
Middleby
MIDD
$6.08B
$434K 0.06%
3,509
– –
NTAP icon
291
NetApp
NTAP
$37.2B
$432K 0.06%
12,066
– –
USB icon
292
US Bancorp
USB
$99.6B
$424K 0.06%
9,892
+536
+6% +$22.8K
NS
293
DELISTED
NuStar Energy L.P.
NS
$422K 0.06%
8,510
+500
+6% +$24.1K
TT icon
294
Trane Technologies
TT
$106B
$421K 0.06%
6,201
-1,400
-18% -$93.3K
UNP icon
295
Union Pacific
UNP
$174B
$421K 0.06%
4,316
-799
-16% -$74.7K
ROK icon
296
Rockwell Automation
ROK
$49B
$419K 0.06%
3,423
– –
MUX icon
297
McEwen Inc
MUX
$1.18B
$410K 0.05%
11,150
+101
+0.9% +$4.16K
REGN icon
298
Regeneron Pharmaceuticals
REGN
$80.8B
$410K 0.05%
1,020
+35
+4% +$14K
APU
299
DELISTED
AmeriGas Partners, L.P.
APU
$408K 0.05%
8,946
– –
SSO icon
300
ProShares Ultra S&P500
SSO
$8.41B
$407K 0.05%
45,872
– –
10 11
12
13 14

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.