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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-19.84%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$756M
AUM Growth
-$274M
Cap. Flow
-$46.6M
Cap. Flow %
-6.16%
Top 10 Hldgs %
47.38%
Holding
509
New
33
Increased
126
Reduced
183
Closed
95

Top Buys

Rank Stock Value
1
IRM icon
Iron Mountain
IRM
+$6.31M
2
DAL icon
Delta Air Lines
DAL
+$6.06M
3
TRV icon
Travelers Companies
TRV
+$2.6M
4
VZ icon
Verizon
VZ
+$2.47M
5
HD icon
Home Depot
HD
+$2.18M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.19M
2
DRI icon
Darden Restaurants
DRI
+$5.46M
3
XOM icon
ExxonMobil
XOM
+$5.14M
4
AMZN icon
Amazon
AMZN
+$4.07M
5
CAT icon
Caterpillar
CAT
+$3.32M

Sector Composition

Rank Sector Weight
1 Technology 20.92%
2 Financials 9.89%
3 Healthcare 7.3%
4 Communication Services 6.5%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNA icon
251
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.47B
$331K 0.04%
+20,000
New +$1.09M
FDX icon
252
FedEx
FDX
$76.3B
$330K 0.04%
2,720
+200
+8% +$28.2K
WEC icon
253
WEC Energy
WEC
$34.8B
$329K 0.04%
3,737
+20
+0.5% +$1.92K
FUSB icon
254
First US Bancshares
FUSB
$90.6M
$328K 0.04%
53,416
– –
IWM icon
255
iShares Russell 2000 ETF
IWM
$81.8B
$327K 0.04%
2,854
+745
+35% +$111K
GIS icon
256
General Mills
GIS
$20.2B
$324K 0.04%
6,140
-100
-2% -$5.28K
SYF icon
257
Synchrony
SYF
$25.5B
$324K 0.04%
+20,159
New +$588K
OMER icon
258
Omeros
OMER
$984M
$312K 0.04%
23,330
-2,350
-9% -$31.3K
SCHV
259
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$312K 0.04%
21,120
+2,820
+15% +$51.7K
AGG icon
260
iShares Core US Aggregate Bond ETF
AGG
$137B
$311K 0.04%
2,698
– –
ED icon
261
Consolidated Edison
ED
$39.8B
$309K 0.04%
3,962
-1,962
-33% -$172K
USB icon
262
US Bancorp
USB
$100B
$309K 0.04%
8,960
+85
+1% +$4.1K
HYG icon
263
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$308K 0.04%
4,000
– –
AEP icon
264
American Electric Power
AEP
$67.3B
$300K 0.04%
3,755
-1,982
-35% -$187K
XEL icon
265
Xcel Energy
XEL
$48.5B
$299K 0.04%
4,962
– –
FL
266
DELISTED
Foot Locker
FL
$296K 0.04%
13,407
-320
-2% -$10.9K
SPXX icon
267
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$296K 0.04%
25,591
-2,000
-7% -$29.9K
VLO icon
268
Valero Energy
VLO
$93.3B
$296K 0.04%
6,524
+983
+18% +$71.4K
ICE icon
269
Intercontinental Exchange
ICE
$84.9B
$295K 0.04%
3,659
– –
ITW icon
270
Illinois Tool Works
ITW
$83.5B
$293K 0.04%
2,060
– –
SRPT icon
271
Sarepta Therapeutics
SRPT
$1.92B
$293K 0.04%
3,000
– –
VWO icon
272
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$290K 0.04%
8,653
-617
-7% -$25.2K
UVXY icon
273
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$287M
$287K 0.04%
+2
New +$146K
APD icon
274
Air Products & Chemicals
APD
$68.9B
$286K 0.04%
1,431
– –
MDY icon
275
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$286K 0.04%
1,087
– –
9 10
11
12 13

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Sheaff Brock Investment Advisors held 509 positions worth $756M, down 27% from $1.03B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $46.6M in Q1 2020, closing 95 positions and reducing 183 holdings. Its most notable exit was Darden Restaurants, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Iron Mountain worth $4.96M.

  • Sheaff Brock Investment Advisors's largest Q1 2020 buy was Iron Mountain: 208,498 shares worth $4.96M.
  • Sheaff Brock Investment Advisors added most to Delta Air Lines in Q1 2020, an estimated $6.06M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $8.19M.
  • Sheaff Brock Investment Advisors fully exited Darden Restaurants in Q1 2020, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $756M portfolio in Q1 2020.
  • Sheaff Brock Investment Advisors opened 33 new positions and closed 95 in Q1 2020.
  • Sheaff Brock Investment Advisors's portfolio value fell 27% quarter-over-quarter to $756M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2020, filed 30 Apr 2020.