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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
251
Deere & Co
DE
$168B
$529K 0.07%
4,211
-1,396
-25% -$172K
ATVI
252
DELISTED
Activision Blizzard
ATVI
$525K 0.07%
8,141
+3,150
+63% +$197K
BX icon
253
Blackstone
BX
$110B
$524K 0.07%
15,712
-6,666
-30% -$219K
ENB icon
254
Enbridge
ENB
$112B
$518K 0.07%
12,382
-295
-2% -$12K
KMB icon
255
Kimberly-Clark
KMB
$36.5B
$518K 0.07%
4,399
+16
+0.4% +$1.95K
DTE icon
256
DTE Energy
DTE
$29.1B
$512K 0.07%
5,600
+33
+0.6% +$3.06K
MNK
257
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$508K 0.07%
13,585
– –
SLB icon
258
SLB Ltd
SLB
$75B
$507K 0.07%
7,272
+407
+6% +$26.9K
QLD icon
259
ProShares Ultra QQQ
QLD
$14.1B
$500K 0.07%
62,344
+30,344
+95% +$237K
EAD
260
Allspring Income Opportunities Fund
EAD
$379M
$497K 0.07%
56,768
– –
RITM icon
261
Rithm Capital
RITM
$5.69B
$489K 0.06%
29,250
+1,076
+4% +$17.6K
CAG icon
262
Conagra Brands
CAG
$7.23B
$485K 0.06%
14,368
+1
+0% +$34
ITW icon
263
Illinois Tool Works
ITW
$84.5B
$485K 0.06%
3,280
+520
+19% +$73.9K
MPT
264
Medical Properties Trust
MPT
$2.81B
$485K 0.06%
36,962
+6,046
+20% +$77.9K
FONR
265
DELISTED
Fonar
FONR
$484K 0.06%
15,880
+1,850
+13% +$52.2K
USB icon
266
US Bancorp
USB
$99.6B
$483K 0.06%
9,014
– –
HRL icon
267
Hormel Foods
HRL
$13.8B
$479K 0.06%
14,900
-14,700
-50% -$481K
COL
268
DELISTED
Rockwell Collins
COL
$478K 0.06%
3,660
-99
-3% -$12K
FISV
269
Fiserv Inc
FISV
$27.9B
$477K 0.06%
7,400
– –
SYK icon
270
Stryker
SYK
$130B
$476K 0.06%
3,350
-800
-19% -$115K
RDS.B
271
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$466K 0.06%
7,453
-20,100
-73% -$1.15M
EPR icon
272
EPR Properties
EPR
$4.77B
$456K 0.06%
6,534
+3
+0% +$211
BDJ icon
273
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$452K 0.06%
49,847
+1,100
+2% +$9.78K
UYG icon
274
ProShares Ultra Financials
UYG
$847M
$451K 0.06%
12,000
– –
MIDD icon
275
Middleby
MIDD
$6.08B
$450K 0.06%
3,509
– –
9 10
11
12 13

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.