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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
251
SPDR Gold Trust
GLD
$142B
$615K 0.08%
5,227
-4,125
-44% -$467K
MRVL icon
252
Marvell Technology
MRVL
$191B
$610K 0.07%
59,188
– –
LH icon
253
Labcorp
LH
$26B
$605K 0.07%
6,017
– –
DHI icon
254
D.R. Horton
DHI
$41B
$602K 0.07%
19,900
-56,603
-74% -$1.56M
GME icon
255
GameStop
GME
$8.59B
$600K 0.07%
75,600
-22,400
-23% -$161K
BOND icon
256
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.46B
$596K 0.07%
5,650
– –
KR icon
257
Kroger
KR
$34.7B
$596K 0.07%
15,577
-2,997
-16% -$116K
PAA icon
258
Plains All American Pipeline
PAA
$16.3B
$596K 0.07%
28,414
-2,700
-9% -$56.8K
PEI
259
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$594K 0.07%
1,813
– –
MMM icon
260
3M
MMM
$93.9B
$591K 0.07%
4,243
-470
-10% -$60.4K
XIV
261
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$589K 0.07%
+22,775
New +$469K
VFC icon
262
VF Corp
VFC
$5.86B
$588K 0.07%
9,650
– –
OKS
263
DELISTED
Oneok Partners LP
OKS
$587K 0.07%
18,683
-227
-1% -$6.4K
SBNY
264
DELISTED
Signature Bank
SBNY
$585K 0.07%
4,300
-11,777
-73% -$1.6M
TPR icon
265
Tapestry
TPR
$32.5B
$584K 0.07%
14,579
+633
+5% +$22.9K
TER icon
266
Teradyne
TER
$57.3B
$573K 0.07%
26,518
-4,700
-15% -$91.9K
VO icon
267
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$552K 0.07%
18,200
– –
ICPT
268
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$552K 0.07%
4,300
– –
SRE icon
269
Sempra
SRE
$55.6B
$551K 0.07%
10,590
+3,968
+60% +$191K
LEN icon
270
Lennar Class A
LEN
$20.6B
$549K 0.07%
11,924
-6,041
-34% -$248K
GS icon
271
Goldman Sachs
GS
$301B
$548K 0.07%
3,489
-332
-9% -$51.3K
MCK icon
272
McKesson
MCK
$103B
$548K 0.07%
3,480
+1,585
+84% +$256K
AGNC icon
273
AGNC Investment
AGNC
$12.7B
$547K 0.07%
29,348
-4,879
-14% -$86.6K
EXC icon
274
Exelon
EXC
$46.1B
$544K 0.07%
21,284
-1,315
-6% -$29.5K
VBK icon
275
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$544K 0.07%
4,575
– –
9 10
11
12 13

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.