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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.53%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.01B
AUM Growth
+$83.3M
Cap. Flow
+$129M
Cap. Flow %
12.71%
Top 10 Hldgs %
34.06%
Holding
541
New
51
Increased
207
Reduced
125
Closed
30

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$16.8M
2
COP icon
ConocoPhillips
COP
+$9.84M
3
APA icon
APA Corp
APA
+$8.95M
4
PEP icon
PepsiCo
PEP
+$5.57M
5
AMGN icon
Amgen
AMGN
+$3.34M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.04M
2
DOW icon
Dow Inc
DOW
+$7.17M
3
GLW icon
Corning
GLW
+$4.78M
4
WSM icon
Williams-Sonoma
WSM
+$4.58M
5
STX icon
Seagate
STX
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 22.92%
2 Healthcare 9.98%
3 Financials 9.9%
4 Industrials 7.79%
5 Energy 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
226
Blackstone
BX
$118B
$564K 0.06%
7,601
+74
+1% +$6.39K
SCHV
227
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$562K 0.06%
25,554
-840
-3% -$18.2K
BP icon
228
BP
BP
$111B
$557K 0.06%
15,959
-297
-2% -$9.88K
XLV icon
229
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$556K 0.05%
4,090
-57
-1% -$7.55K
EW icon
230
Edwards Lifesciences
EW
$53.6B
$552K 0.05%
7,398
-1,300
-15% -$100K
NSC icon
231
Norfolk Southern
NSC
$75.3B
$551K 0.05%
2,236
+2
+0.1% +$473
PSEC icon
232
Prospect Capital
PSEC
$1.15B
$550K 0.05%
78,713
+5,611
+8% +$40.3K
KMI icon
233
Kinder Morgan
KMI
$70.4B
$544K 0.05%
30,085
-2,176
-7% -$39.1K
AXON
234
Axon Enterprise
AXON
$51.4B
$544K 0.05%
3,278
– –
SCHW
235
Charles Schwab
SCHW
$186B
$539K 0.05%
6,469
-55
-0.8% -$4.27K
STNG icon
236
Scorpio Tankers
STNG
$3.73B
$538K 0.05%
10,000
– –
JCI icon
237
Johnson Controls International
JCI
$93.3B
$529K 0.05%
8,263
-400
-5% -$24.5K
MDY icon
238
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$527K 0.05%
1,191
– –
HRL icon
239
Hormel Foods
HRL
$13.4B
$525K 0.05%
11,536
+200
+2% +$9.31K
SCHA icon
240
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$525K 0.05%
25,920
-600
-2% -$12.3K
LRCX icon
241
Lam Research
LRCX
$388B
$524K 0.05%
12,460
-2,250
-15% -$94.1K
PHM icon
242
Pultegroup
PHM
$25.1B
$524K 0.05%
11,500
– –
BBY icon
243
Best Buy
BBY
$17.6B
$523K 0.05%
6,524
-198
-3% -$14.6K
MMM icon
244
3M
MMM
$94.6B
$520K 0.05%
5,188
-27,049
-84% -$2.76M
AAPL icon
245
CALL
Apple
AAPL
$4.47T
$520K 0.05%
+4,000
New +$572K
VCSH icon
246
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$520K 0.05%
6,910
– –
HZNP
247
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$516K 0.05%
4,535
– –
FL
248
DELISTED
Foot Locker
FL
$514K 0.05%
13,598
– –
MGC icon
249
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$507K 0.05%
3,832
– –
MPLX icon
250
MPLX
MPLX
$60B
$504K 0.05%
15,354
+261
+2% +$8.54K
8 9
10
11 12

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Sheaff Brock Investment Advisors held 541 positions worth $1.01B, up 8.9% from $931M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Sheaff Brock Investment Advisors deployed $129M of net new capital in Q4 2022, opening 51 new positions and adding to 207 existing holdings. Its largest new stake was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Apple, an estimated $9.04M trimmed.

  • Sheaff Brock Investment Advisors's largest Q4 2022 buy was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.
  • Sheaff Brock Investment Advisors added most to iShares Select Dividend ETF in Q4 2022, an estimated $16.8M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.04M.
  • Sheaff Brock Investment Advisors fully exited Williams-Sonoma in Q4 2022, selling an estimated $4.58M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 34% of its $1.01B portfolio in Q4 2022.
  • Sheaff Brock Investment Advisors opened 51 new positions and closed 30 in Q4 2022.
  • Sheaff Brock Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.01B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2022, filed 13 Feb 2023.