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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$931M
AUM Growth
-$267M
Cap. Flow
-$9.56M
Cap. Flow %
-1.03%
Top 10 Hldgs %
36.08%
Holding
526
New
25
Increased
167
Reduced
156
Closed
26

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$7.87M
2
AFG icon
American Financial Group
AFG
+$5.81M
3
KR icon
Kroger
KR
+$5.51M
4
HON icon
Honeywell
HON
+$3.15M
5
DOW icon
Dow Inc
DOW
+$3.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.65M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.32M
3
NVDA icon
NVIDIA
NVDA
+$4.49M
4
KO icon
Coca-Cola
KO
+$3.24M
5
PG icon
Procter & Gamble
PG
+$3.14M

Sector Composition

Rank Sector Weight
1 Technology 25.89%
2 Healthcare 9.44%
3 Financials 9.12%
4 Consumer Discretionary 7.71%
5 Industrials 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRTN
226
DELISTED
Triton International Limited
TRTN
$522K 0.06%
9,543
– –
FRA icon
227
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$515K 0.06%
46,800
– –
HRL icon
228
Hormel Foods
HRL
$13.4B
$515K 0.06%
11,336
-34
-0.3% -$1.64K
SCHV
229
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$515K 0.06%
26,394
+75
+0.3% +$1.61K
CLF icon
230
Cleveland-Cliffs
CLF
$7.08B
$513K 0.06%
38,115
+9,818
+35% +$163K
VCSH icon
231
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$513K 0.06%
6,910
– –
QLD icon
232
ProShares Ultra QQQ
QLD
$13.9B
$510K 0.05%
27,840
– –
CRWD icon
233
CrowdStrike
CRWD
$226B
$506K 0.05%
12,276
+800
+7% +$36.6K
WMB icon
234
Williams Companies
WMB
$88.4B
$502K 0.05%
17,539
+375
+2% +$12.2K
XLV icon
235
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$502K 0.05%
4,147
-199
-5% -$25.6K
SCHA icon
236
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$501K 0.05%
26,520
– –
YUM icon
237
Yum! Brands
YUM
$39.5B
$500K 0.05%
4,705
+6
+0.1% +$697
MAIN icon
238
Main Street Capital
MAIN
$5.52B
$488K 0.05%
14,519
+29
+0.2% +$1.19K
CNC icon
239
Centene
CNC
$32.1B
$486K 0.05%
6,242
+42
+0.7% +$3.75K
PMM
240
Franklin Managed Municipal Income Trust
PMM
$273M
$484K 0.05%
85,827
-4,000
-4% -$26.7K
EXG icon
241
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.09B
$481K 0.05%
66,352
+30
+0% +$250
MDY icon
242
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$478K 0.05%
1,191
-60
-5% -$26.5K
MGC icon
243
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$478K 0.05%
3,832
– –
SCHW
244
Charles Schwab
SCHW
$186B
$469K 0.05%
6,524
-13
-0.2% -$903
NSC icon
245
Norfolk Southern
NSC
$75.2B
$468K 0.05%
2,234
– –
WEC icon
246
WEC Energy
WEC
$34.8B
$467K 0.05%
5,217
-111
-2% -$11.3K
BP icon
247
BP
BP
$111B
$464K 0.05%
16,256
-239
-1% -$7.11K
CODI icon
248
Compass Diversified
CODI
$927M
$462K 0.05%
25,600
– –
MPLX icon
249
MPLX
MPLX
$60.1B
$453K 0.05%
15,093
-254
-2% -$7.99K
PSEC icon
250
Prospect Capital
PSEC
$1.14B
$453K 0.05%
73,102
+3,408
+5% +$25.5K
8 9
10
11 12

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Sheaff Brock Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Sheaff Brock Investment Advisors held 526 positions worth $931M, down 22% from $1.2B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2022 filing shows 25 new, 167 increased, 156 reduced and 26 closed positions. Its largest new stake was American Financial Group: 44,290 shares worth $5.45M. The largest sale was Apple, an estimated $8.65M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2022 buy was American Financial Group: 44,290 shares worth $5.45M.
  • Sheaff Brock Investment Advisors added most to APA Corp in Q3 2022, an estimated $7.87M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2022 reduction was Apple, cutting an estimated $8.65M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q3 2022, selling an estimated $5.32M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 36% of its $931M portfolio in Q3 2022.
  • Sheaff Brock Investment Advisors opened 25 new positions and closed 26 in Q3 2022.
  • Sheaff Brock Investment Advisors's portfolio value fell 22% quarter-over-quarter to $931M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2022, filed 3 Nov 2022.