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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBA
226
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$536K 0.04%
37,967
-328
-0.9% -$3.91K
FL
227
DELISTED
Foot Locker
FL
$533K 0.04%
13,173
-238
-2% -$9.28K
FRA icon
228
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$529K 0.04%
43,700
+5,500
+14% +$65.2K
INMD icon
229
InMode
INMD
$871M
$529K 0.04%
22,300
+5,070
+29% +$107K
TRTN
230
DELISTED
Triton International Limited
TRTN
$524K 0.04%
10,793
– –
TTWO icon
231
CALL
Take-Two Interactive
TTWO
$46.9B
$519K 0.04%
+2,500
New +$437K
WELL icon
232
Welltower
WELL
$165B
$519K 0.04%
8,029
+800
+11% +$48.6K
GILD icon
233
Gilead Sciences
GILD
$169B
$517K 0.04%
8,866
-3,301
-27% -$199K
TY icon
234
TRI-Continental Corp
TY
$1.9B
$512K 0.04%
17,376
– –
MTB icon
235
M&T Bank
MTB
$36.6B
$509K 0.04%
4,000
– –
TRMB icon
236
Trimble
TRMB
$13.4B
$503K 0.04%
+7,530
New +$432K
VOD icon
237
Vodafone
VOD
$36.8B
$503K 0.04%
30,504
– –
IJT icon
238
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.4B
$496K 0.04%
4,340
– –
IP icon
239
International Paper
IP
$22.1B
$493K 0.04%
10,469
+828
+9% +$37K
EW icon
240
Edwards Lifesciences
EW
$53.9B
$486K 0.04%
5,329
-100
-2% -$8.29K
FUSB icon
241
First US Bancshares
FUSB
$91.4M
$482K 0.04%
53,416
– –
BKNG icon
242
Booking.com
BKNG
$161B
$479K 0.04%
5,375
– –
MELI icon
243
Mercado Libre
MELI
$98B
$479K 0.04%
286
– –
LNC icon
244
Lincoln National
LNC
$8.61B
$478K 0.04%
9,495
-200
-2% -$8.5K
SPXX icon
245
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$341M
$473K 0.04%
31,041
+25
+0.1% +$354
ADM icon
246
Archer Daniels Midland
ADM
$38.7B
$471K 0.04%
9,352
– –
STX icon
247
Seagate
STX
$186B
$470K 0.04%
7,559
+3
+0% +$169
TOWN icon
248
Towne Bank
TOWN
$3.43B
$470K 0.04%
20,000
– –
MGC icon
249
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$469K 0.04%
3,514
+50
+1% +$6.32K
EXAS
250
DELISTED
Exact Sciences
EXAS
$468K 0.04%
3,535
-3,000
-46% -$363K
8 9
10
11 12

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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.