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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
226
Rockwell Automation
ROK
$49B
$610K 0.08%
3,423
– –
ANDV
227
DELISTED
Andeavor
ANDV
$608K 0.08%
5,891
-407
-6% -$40.1K
BOND icon
228
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$603K 0.08%
5,650
– –
HYT icon
229
BlackRock Corporate High Yield Fund
HYT
$1.37B
$596K 0.08%
52,707
+1,106
+2% +$12.3K
MDY icon
230
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$584K 0.08%
1,790
– –
HES
231
DELISTED
Hess
HES
$581K 0.08%
12,380
-2,298
-16% -$97.2K
TWX
232
DELISTED
Time Warner Inc
TWX
$581K 0.08%
5,675
-641
-10% -$65K
WYNN icon
233
Wynn Resorts
WYNN
$10.6B
$579K 0.08%
3,891
-3,762
-49% -$513K
CI icon
234
Cigna
CI
$74.6B
$576K 0.08%
3,079
+100
+3% +$17.8K
MPA icon
235
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$576K 0.08%
40,000
– –
TSN icon
236
Tyson Foods
TSN
$20.4B
$569K 0.07%
8,079
-1,926
-19% -$123K
HUM icon
237
Humana
HUM
$46.2B
$568K 0.07%
2,330
+1
+0% +$245
PDCE
238
DELISTED
PDC Energy, Inc.
PDCE
$565K 0.07%
11,522
– –
ADP icon
239
Automatic Data Processing
ADP
$108B
$564K 0.07%
5,156
-160
-3% -$17.1K
BKNG icon
240
Booking.com
BKNG
$161B
$557K 0.07%
7,600
– –
WM icon
241
Waste Management
WM
$91B
$557K 0.07%
7,122
+24
+0.3% +$1.82K
WELL icon
242
Welltower
WELL
$171B
$553K 0.07%
7,864
+200
+3% +$14.5K
AVGO icon
243
Broadcom
AVGO
$2.04T
$550K 0.07%
22,670
+13,080
+136% +$323K
VYM icon
244
Vanguard High Dividend Yield ETF
VYM
$82.8B
$550K 0.07%
6,785
+48
+0.7% +$3.81K
CRZO
245
DELISTED
Carrizo Oil & Gas Inc
CRZO
$549K 0.07%
32,021
-1,890
-6% -$27.6K
WDC icon
246
Western Digital
WDC
$150B
$548K 0.07%
8,385
-4,894
-37% -$325K
DG icon
247
Dollar General
DG
$27.9B
$546K 0.07%
6,739
-598
-8% -$44.8K
OMER icon
248
Omeros
OMER
$959M
$535K 0.07%
24,750
+750
+3% +$15.9K
NTAP icon
249
NetApp
NTAP
$37.2B
$531K 0.07%
12,137
+71
+0.6% +$2.93K
TY icon
250
TRI-Continental Corp
TY
$1.9B
$530K 0.07%
20,751
+1,012
+5% +$25.2K
8 9
10
11 12

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CHP
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.