We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDCE
226
DELISTED
PDC Energy, Inc.
PDCE
$685K 0.08%
11,522
-250
-2% -$13K
SYY icon
227
Sysco
SYY
$40.1B
$684K 0.08%
14,636
+1
+0% +$43
BPL
228
DELISTED
Buckeye Partners, L.P.
BPL
$684K 0.08%
10,060
+900
+10% +$55K
TSLA icon
229
Tesla
TSLA
$1.3T
$678K 0.08%
44,250
-83,250
-65% -$1.1M
COST icon
230
Costco
COST
$419B
$676K 0.08%
4,291
-480
-10% -$72.8K
FSLR icon
231
First Solar
FSLR
$25.7B
$671K 0.08%
9,800
-26,000
-73% -$1.74M
SGI
232
Somnigroup International
SGI
$13.7B
$669K 0.08%
44,000
-6,400
-13% -$94.8K
OXY icon
233
Occidental Petroleum
OXY
$58.2B
$667K 0.08%
9,754
-57
-0.6% -$3.82K
HRL icon
234
Hormel Foods
HRL
$13.8B
$666K 0.08%
+15,400
New +$642K
FNSR
235
DELISTED
Finisar Corp
FNSR
$661K 0.08%
36,250
– –
NOK icon
236
Nokia
NOK
$51.7B
$659K 0.08%
111,431
+6,024
+6% +$38.6K
NKSH icon
237
National Bankshares
NKSH
$263M
$650K 0.08%
18,928
-500
-3% -$16.8K
SHM icon
238
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$648K 0.08%
13,273
+100
+0.8% +$4.89K
EXG icon
239
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$643K 0.08%
73,192
+64
+0.1% +$525
YUM icon
240
Yum! Brands
YUM
$40.4B
$642K 0.08%
10,901
-5,766
-35% -$303K
RDS.A
241
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$640K 0.08%
13,940
+633
+5% +$26.8K
PFF icon
242
iShares Preferred and Income Securities ETF
PFF
$13.2B
$637K 0.08%
16,320
+1,113
+7% +$42.5K
GAB icon
243
Gabelli Equity Trust
GAB
$1.79B
$635K 0.08%
120,542
– –
VRSN icon
244
VeriSign
VRSN
$26.6B
$634K 0.08%
7,152
-3,379
-32% -$276K
BMI icon
245
Badger Meter
BMI
$3.98B
$632K 0.08%
19,000
– –
MNK
246
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$629K 0.08%
10,270
-204
-2% -$13K
PB icon
247
Prosperity Bancshares
PB
$8.89B
$625K 0.08%
13,468
– –
MAIN icon
248
Main Street Capital
MAIN
$5.39B
$620K 0.08%
19,765
+1,300
+7% +$37.8K
ANDV
249
DELISTED
Andeavor
ANDV
$619K 0.08%
7,200
-18,461
-72% -$1.59M
SCCO icon
250
Southern Copper
SCCO
$166B
$618K 0.08%
24,047
+1
+0% +$24
8 9
10
11 12

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.