We are live on ! Find out more
SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+1.59%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$581M
AUM Growth
–
Cap. Flow
+$564M
Cap. Flow %
97.13%
Top 10 Hldgs %
36.91%
Holding
330
New
322
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$69.6M
2
XOM icon
ExxonMobil
XOM
+$53.3M
3
EPD icon
Enterprise Products Partners
EPD
+$13.6M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.9M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.2M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 19.02%
2 Financials 16.94%
3 Healthcare 7.43%
4 Real Estate 7.27%
5 Technology 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZNGA
301
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$49K 0.01%
+21,300
New +$47.7K
AREX
302
DELISTED
Approach Resources Inc.
AREX
$47K 0.01%
+40,668
New +$46.3K
PED icon
303
PEDEVCO
PED
$138M
$46K 0.01%
+1,228
New +$55.2K
SDR
304
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$40K 0.01%
+23,050
New +$39.5K
MCEP
305
DELISTED
Mid-Con Energy Partners, LP
MCEP
$39K 0.01%
+1,104
New +$25.9K
KKR icon
306
KKR & Co
KKR
$90.7B
$26K ﹤0.01%
+53,983
New +$735K
EXXI
307
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$18K ﹤0.01%
+29,600
New +$20.4K
OAK
308
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$11K ﹤0.01%
+21,105
New +$960K
PTX
309
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$11K ﹤0.01%
+1,000
New +$19.9K
LINE
310
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$5K ﹤0.01%
+16,699
New +$13.8K
APO icon
311
Apollo Global Management
APO
$69.3B
$1K ﹤0.01%
+76,228
New +$1.14M
MFIC icon
312
MidCap Financial Investment
MFIC
$796M
$1K ﹤0.01%
+42,420
New +$655K
OCSL icon
313
Oaktree Specialty Lending
OCSL
$1.03B
$1K ﹤0.01%
+37,086
New +$581K
REM icon
314
iShares Mortgage Real Estate ETF
REM
$545M
$1K ﹤0.01%
+22,758
New +$838K
SLRC icon
315
SLR Investment Corp
SLRC
$696M
$1K ﹤0.01%
+56,223
New +$938K
EQC
316
DELISTED
Equity Commonwealth
EQC
$1K ﹤0.01%
+33,946
New +$917K
ACAS
317
DELISTED
American Capital Ltd
ACAS
$1K ﹤0.01%
+79,174
New +$1.1M
GAIN icon
318
Gladstone Investment Corp
GAIN
$646M
$0 ﹤0.01%
+10,235
New +$72.3K
NEA icon
319
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$0 ﹤0.01%
+10,037
New +$140K
NQI
320
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$0 ﹤0.01%
+10,063
New +$140K
LF
321
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$0 ﹤0.01%
+188,893
New +$160K
9 10 11 12
13

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q1 2016 Portfolio in Review

Q1 2016 is the first quarter with a 13F filing on record for Sanders Morris Harris, which disclosed 330 positions worth $581M. Its ten largest holdings account for 37% of the portfolio.

Its largest position is Main Street Capital: 2,394,762 shares worth $75.1M.

By sector, the portfolio is most concentrated in Energy at 19% of assets, followed by Financials and Healthcare.

  • Sanders Morris Harris's largest Q1 2016 buy was Main Street Capital: 2,394,762 shares worth $75.1M.
  • Sanders Morris Harris's ten largest holdings make up 37% of its $581M portfolio in Q1 2016.
  • Sanders Morris Harris disclosed 330 positions in Q1 2016, its first 13F filing on record.

Based on Sanders Morris Harris's 13F filing for Q1 2016, filed 27 Apr 2016.