Sanders Morris Harris’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

Sanders Morris Harris’s Portfolio OAK Stock Details OAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-46,200	Closed	-$1.08M	–	156
2016 Q4	$1.08M	Buy	46,200 +1,679	+4%	+$67.3K	0.5%	35
2016 Q3	$2.77M	Buy	44,521 +21,611	+94%	+$967K	0.84%	30
2016 Q2	$1.02M	Buy	22,910 +1,805	+9%	+$83.9K	0.24%	95
2016 Q1	$11K	Buy	+21,105	New	+$960K	﹤0.01%	313

Other funds holding OAK

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

GEM

Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return

Sanders Morris Harris's OAK Position: Q1 2017 in Review

Sanders Morris Harris sold out of OAKTREE CAPITAL GROUP, LLC (OAK) in Q1 2017, closing a stake of 46,200 shares — an estimated $1.08M sold.

Sanders Morris Harris first reported a position in OAK in Q1 2016 and held it in 4 quarters. The position peaked at $2.77M in Q3 2016. 187 funds tracked by Wall St. Rank hold OAK as of Q1 2017.

Sanders Morris Harris reported no remaining OAKTREE CAPITAL GROUP, LLC position as of Q1 2017 after selling out during the quarter.
Sanders Morris Harris sold 46,200 OAKTREE CAPITAL GROUP, LLC shares in Q1 2017, an estimated $1.08M.
Sanders Morris Harris first reported a position in OAKTREE CAPITAL GROUP, LLC in Q1 2016 and held it in 4 quarters.
Sanders Morris Harris's OAKTREE CAPITAL GROUP, LLC position peaked at $2.77M in Q3 2016.
187 funds tracked by Wall St. Rank held OAKTREE CAPITAL GROUP, LLC as of Q1 2017.

Based on Sanders Morris Harris's 13F filing for Q1 2017, filed 20 Apr 2017.