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OAK

OAKTREE CAPITAL GROUP, LLC
OAK

Delisted

OAK was delisted on the 27th of September, 2019.

173 hedge funds and large institutions have $1.25B invested in OAKTREE CAPITAL GROUP, LLC in 2016 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 60 increasing their positions, 66 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% less call options, than puts

Call options by funds: $10.1M | Put options by funds: $10.9M

9% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 66

3% less funds holding

Funds holding: 179173 (-6)

13% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 32

14% less capital invested

Capital invested by funds: $1.46B → $1.25B (-$210M)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
173
Holders Change
-6
Holders Change %
-3.35%
% of All Funds
4.33%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
28
Increased
60
Reduced
66
Closed
32
Calls
$10.1M
Puts
$10.9M
Net Calls
-$784K
Net Calls Change
+$970K
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$174M -$39.2M -976,776 -17%
Invesco
2
Invesco
Georgia
$113M -$3.74M -93,339 -3%
JP Morgan Chase
3
JP Morgan Chase
New York
$80.4M +$33.9M +846,372 +65%
BAMCO Inc
4
BAMCO Inc
New York
$76.3M -$1.81M -45,103 -2%
Bank of America
5
Bank of America
North Carolina
$64.6M -$15.8M -393,375 -19%
Morgan Stanley
6
Morgan Stanley
New York
$59.6M +$451K +11,250 +0.7%
T. Rowe Price Associates
7
T. Rowe Price Associates
Maryland
$58.4M -$8.9M -222,000 -12%
WRF
8
Waddell & Reed Financial
Kansas
$45.5M +$717K +17,874 +1%
GEM
9
Global Endowment Management
North Carolina
$36.8M +$10.8M +270,000 +38%
EAM
10
Edge Asset Management
Washington
$34.2M +$8.28M +206,582 +29%
NMVA
11
New Mountain Vantage Advisers
New York
$32.8M +$35M +873,821 New
Citigroup
12
Citigroup
New York
$29M +$26.7M +666,916 +622%
TIM
13
Thornburg Investment Management
New Mexico
$26.8M +$1.38M +34,400 +5%
MG
14
Markel Group
Virginia
$26.1M +$802K +20,000 +3%
Mackenzie Financial
15
Mackenzie Financial
Ontario, Canada
$25.7M -$1.42M -35,519 -5%
HC
16
Hawkins Capital
Texas
$24.9M +$3.27M +81,668 +14%
Wells Fargo
17
Wells Fargo
California
$20M +$12.2M +303,015 +132%
Deutsche Bank
18
Deutsche Bank
Germany
$17.6M +$9.72M +242,500 +106%
RA
19
Royce & Associates
New York
$16.2M -$1.18M -29,500 -6%
PHS
20
Pekin Hardy Strauss
Illinois
$15.4M +$2.15M +53,603 +15%
Goldman Sachs
21
Goldman Sachs
New York
$14.3M +$1.7M +42,442 +13%
Renaissance Technologies
22
Renaissance Technologies
New York
$13.7M +$9.73M +242,700 +199%
HK
23
Horizon Kinetics
New York
$13M -$3.37M -83,975 -19%
Neuberger Berman Group
24
Neuberger Berman Group
New York
$12.2M -$4.03M -100,436 -24%
Toronto Dominion Bank
25
Toronto Dominion Bank
Ontario, Canada
$12M

OAK Hedge Fund Activity: Q4 2016 in Review

173 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in OAKTREE CAPITAL GROUP, LLC (OAK) for Q4 2016, worth a combined $1.25B — down 14% from $1.46B a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of OAK and 28 opened new positions — a net loss of 4 holders — while 66 trimmed existing stakes and 60 added.

The largest buyer was New Mountain Vantage Advisers, opening a new position worth an estimated $35M. The largest seller was Bank of New York Mellon, cutting an estimated $48.1M.

  • 173 institutional investors held OAKTREE CAPITAL GROUP, LLC (OAK) as of Q4 2016, down from 179 in Q3 2016.
  • Funds reported $1.25B of OAKTREE CAPITAL GROUP, LLC stock for Q4 2016, down 14% quarter-over-quarter.
  • 28 funds opened new OAKTREE CAPITAL GROUP, LLC positions in Q4 2016 and 32 closed out, a net change of -4 holders.
  • The largest OAKTREE CAPITAL GROUP, LLC buyer in Q4 2016 was New Mountain Vantage Advisers, an estimated $35M added.
  • The largest OAKTREE CAPITAL GROUP, LLC seller in Q4 2016 was Bank of New York Mellon, an estimated $48.1M sold.

Based on aggregated 13F filings for Q4 2016.