OAK

OAKTREE CAPITAL GROUP, LLC

OAK

Delisted

OAK was delisted on the 27th of September, 2019.

173 hedge funds and large institutions have $1.25B invested in OAKTREE CAPITAL GROUP, LLC in 2016 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 60 increasing their positions, 66 reducing their positions, and 32 closing their positions.

2023 Q3 2023 Q2 2022 Q2 2022 Q1 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

173

Holders Change

-6

Holders Change %

-3.35%

% of All Funds

4.33%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-40%

% of All Funds

0.08%

New

Increased

Reduced

Closed

Calls

$10.1M

Puts

$10.9M

Net Calls

-$784K

Net Calls Change

+$970K

Top Buyers

1	NMVA 1 New Mountain Vantage Advisers New York	$32.8M
2	2 JPMorgan Chase & Co New York	$80.4M
3	3 Citigroup New York	$29M
4	4 Wells Fargo San Francisco, California	$20M
5	GEM 5 Global Endowment Management Charlotte, North Carolina	$36.8M

Top Sellers

1	1 Bank of New York Mellon New York	$10.7M
2	2 Fidelity Investments Boston, Massachusetts	$174M
3	CS 3 Credit Suisse Zurich, Switzerland	$2.02M
4	4 Wellington Management Group Boston, Massachusetts	$0
5	5 Bank of America Charlotte, North Carolina	$64.6M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 Fidelity Investments Boston, Massachusetts	$174M	4,639,224	-976,776	-17%
2	2 Invesco Atlanta, Georgia	$113M	3,019,285	-93,339	-3%
3	3 JPMorgan Chase & Co New York	$80.4M	2,143,916	+846,372	+65%
4	4 BAMCO Inc New York	$76.3M	2,035,819	-45,103	-2%
5	5 Bank of America Charlotte, North Carolina	$64.6M	1,721,945	-393,375	-19%
6	6 Morgan Stanley New York	$59.6M	1,588,806	+11,250	+0.7%
7	7 T. Rowe Price Associates Baltimore, Maryland	$58.4M	1,556,900	-222,000	-12%
8	WRF 8 Waddell & Reed Financial Overland Park, Kansas	$45.5M	1,212,069	+17,874	+1%
9	GEM 9 Global Endowment Management Charlotte, North Carolina	$36.8M	982,340	+270,000	+38%
10	EAM 10 Edge Asset Management Seattle, Washington	$34.2M	912,469	+206,582	+29%
11	NMVA 11 New Mountain Vantage Advisers New York	$32.8M	873,821	+873,821	New
12	12 Citigroup New York	$29M	774,138	+666,916	+622%
13	TIM 13 Thornburg Investment Management Santa Fe, New Mexico	$26.8M	714,136	+34,400	+5%
14	MG 14 Markel Group Glen Allen, Virginia	$26.1M	695,500	+20,000	+3%
15	15 Mackenzie Financial Toronto Ontario, Ontario, Canada	$25.7M	686,057	-35,519	-5%
16	HC 16 Hawkins Capital Houston, Texas	$24.9M	665,307	+81,668	+14%
17	17 Wells Fargo San Francisco, California	$20M	532,545	+303,015	+132%
18	18 Deutsche Bank Frankfurt Am Main Ge, Germany	$17.6M	470,301	+242,500	+106%
19	RA 19 Royce & Associates New York	$16.2M	431,287	-29,500	-6%
20	PHS 20 Pekin Hardy Strauss Chicago, Illinois	$15.4M	410,826	+53,603	+15%
21	21 Goldman Sachs New York	$14.3M	380,793	+42,442	+13%
22	22 Renaissance Technologies New York	$13.7M	364,870	+242,700	+199%
23	HK 23 Horizon Kinetics New York	$13M	346,788	-83,975	-19%
24	24 Neuberger Berman Group New York	$12.2M	324,522	-100,436	-24%
25	25 Toronto Dominion Bank Toronto, Ontario, Ontario, Canada	$12M	320,000	–	–

OAKTREE CAPITAL GROUP, LLC OAK

Top Buyers

Top Sellers

OAKTREE CAPITAL GROUP, LLC

OAK