OAK

OAKTREE CAPITAL GROUP, LLC

OAK

Delisted

OAK was delisted on the 27th of September, 2019.

190 hedge funds and large institutions have $1.59B invested in OAKTREE CAPITAL GROUP, LLC in 2017 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 64 increasing their positions, 51 reducing their positions, and 19 closing their positions.

2023 Q3 2023 Q2 2022 Q2 2022 Q1 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

190

Holders Change

Holders Change %

+1.6%

% of All Funds

4.74%

Holding in Top 10

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

0.15%

New

Increased

Reduced

Closed

Calls

$12.7M

Puts

$5.75M

Net Calls

+$6.99M

Net Calls Change

+$2.71M

Top Buyers

1	1 Capital World Investors Los Angeles, California	$68.4M
2	2 Principal Financial Group Des Moines, Iowa	$54M
3	AAM 3 Ardevora Asset Management London, United Kingdom	$34.6M
4	4 Bank of Montreal Toronto, Ontario, Canada	$13.5M
5	WBC 5 Westpac Banking Corp Sydney, Australia	$5.76M

Top Sellers

1	1 Fidelity Investments Boston, Massachusetts	$158M
2	2 JPMorgan Chase & Co New York	$61.6M
3	IG 3 ING Group Amsterdam, Netherlands	$0
4	NMVA 4 New Mountain Vantage Advisers New York	$27M
5	5 Invesco Atlanta, Georgia	$136M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 Fidelity Investments Boston, Massachusetts	$158M	3,398,070	-1,009,577	-23%
2	2 Invesco Atlanta, Georgia	$136M	2,927,280	-82,159	-3%
3	3 Morgan Stanley New York	$91.7M	1,967,370	-17,354	-0.9%
4	4 BAMCO Inc New York	$91M	1,953,605	-36,500	-2%
5	5 Bank of America Charlotte, North Carolina	$83.2M	1,784,540	-48	-0%
6	6 T. Rowe Price Associates Baltimore, Maryland	$73.1M	1,568,842	+11,942	+0.8%
7	7 Capital World Investors Los Angeles, California	$68.4M	1,466,824	+1,188,224	+426%
8	8 JPMorgan Chase & Co New York	$61.6M	1,321,405	-800,013	-38%
9	9 Principal Financial Group Des Moines, Iowa	$54M	1,159,853	+1,050,259	+958%
10	WRF 10 Waddell & Reed Financial Overland Park, Kansas	$52.9M	1,135,968	-17,100	-1%
11	GEM 11 Global Endowment Management Charlotte, North Carolina	$45.3M	972,340	–	–
12	MG 12 Markel Group Glen Allen, Virginia	$39.6M	850,500	+120,000	+16%
13	13 Mackenzie Financial Toronto Ontario, Ontario, Canada	$34.9M	749,671	+49,302	+7%
14	AAM 14 Ardevora Asset Management London, United Kingdom	$34.6M	742,400	+742,400	New
15	TIM 15 Thornburg Investment Management Santa Fe, New Mexico	$33.5M	718,459	+4,323	+0.6%
16	HC 16 Hawkins Capital Houston, Texas	$31M	665,307	–	–
17	17 Citigroup New York	$28.1M	602,311	+55,095	+10%
18	NMVA 18 New Mountain Vantage Advisers New York	$27M	579,796	-89,836	-13%
19	19 Wells Fargo San Francisco, California	$25.3M	543,326	-22,747	-4%
20	RA 20 Royce & Associates New York	$20M	429,117	-670	-0.2%
21	21 Goldman Sachs New York	$18.7M	400,792	-57,496	-13%
22	HK 22 Horizon Kinetics New York	$16.3M	350,510	-25,054	-7%
23	PHS 23 Pekin Hardy Strauss Chicago, Illinois	$15.7M	335,915	-13,295	-4%
24	24 UBS Group Zurich, Switzerland	$15.5M	331,982	+20,410	+7%
25	ACH 25 ArrowMark Colorado Holdings Denver, Colorado	$14M	301,025	+250	+0.1%

OAKTREE CAPITAL GROUP, LLC OAK

Top Buyers

Top Sellers

OAKTREE CAPITAL GROUP, LLC

OAK