Principal Financial Group
OAK

Principal Financial Group’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

Principal Financial Group’s Portfolio OAK Stock Details OAK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q3 		– Sell
-141,899
Closed -$7.03M – 2280
2019
Q2 		$7.03M Sell
141,899
-388,520
-73% -$19.2M 0.01% 1412
2019
Q1 		$26.3M Sell
530,419
-269,426
-34% -$11.7M 0.02% 604
2018
Q4 		$31.8M Sell
799,845
-370,562
-32% -$15.2M 0.03% 490
2018
Q3 		$48.5M Sell
1,170,407
-106,763
-8% -$4.39M 0.04% 427
2018
Q2 		$51.9M Sell
1,277,170
-53,953
-4% -$2.18M 0.05% 395
2018
Q1 		$52.7M Buy
1,331,123
+74,820
+6% +$3.21M 0.05% 402
2017
Q4 		$52.9M Buy
1,256,303
+99,088
+9% +$4.38M 0.05% 407
2017
Q3 		$54.4M Sell
1,157,215
-2,638
-0.2% -$123K 0.05% 397
2017
Q2 		$54M Buy
1,159,853
+1,050,259
+958% +$48.6M 0.05% 394
2017
Q1 		$4.96M Sell
109,594
-1,021
-0.9% -$44.5K 0.01% 1538
2016
Q4 		$4.15M Buy
110,615
+37,315
+51% +$1.5M 0.01% 1578
2016
Q3 		$3.11M Buy
73,300
+2,690
+4% +$120K ﹤0.01% 1607
2016
Q2 		$3.16M Sell
70,610
-322
-0.5% -$15K ﹤0.01% 1560
2016
Q1 		$3.5M Sell
70,932
-758
-1% -$34.5K 0.01% 1505
2015
Q4 		$3.42M Sell
71,690
-3,865
-5% -$188K 0.01% 1516
2015
Q3 		$3.74M Buy
75,555
+7,125
+10% +$378K 0.01% 1464
2015
Q2 		$3.64M Buy
+68,430
New +$3.63M 0.01% 1532
2015
Q1 		– Sell
-51,509
Closed -$2.67M – 2212
2014
Q4 		$2.67M Buy
+51,509
New +$2.49M ﹤0.01% 1620

Other funds holding OAK

WCMNY
Westchester Capital Management (New York) Valhalla, New York $2.07B AUM 26.02% 1-Year Est. Return
California Public Employees Retirement System
California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return
GCM
GoodHaven Capital Management Millburn, New Jersey $286M AUM 9.07% 1-Year Est. Return
Russell Investments Group
Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return
Skandinaviska Enskilda Banken (SEB)
Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return
GBA
Garrison Bradford & Associates New York $88.4M AUM 15.86% 1-Year Est. Return
CSIC
Clifford Swan Investment Counsel Pasadena, California $2.94B AUM 21.31% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 21.71% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return