OAK

OAKTREE CAPITAL GROUP, LLC

OAK

Delisted

OAK was delisted on the 27th of September, 2019.

134 hedge funds and large institutions have $1.63B invested in OAKTREE CAPITAL GROUP, LLC in 2013 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 41 increasing their positions, 37 reducing their positions, and 17 closing their positions.

2023 Q3 2023 Q2 2022 Q2 2022 Q1 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

134

Holders Change

Holders Change %

+4.69%

% of All Funds

3.89%

Holding in Top 10

Holding in Top 10 Change

-1

Holding in Top 10 Change %

-12.5%

% of All Funds

0.2%

New

Increased

Reduced

Closed

Calls

$16.3M

Puts

$4.25M

Net Calls

+$12M

Net Calls Change

+$2.53M

Top Buyers

1	GIM 1 Greenwich Investment Management Norwalk, Connecticut	$28.7M
2	2 Fidelity Investments Boston, Massachusetts	$292M
3	3 Bank of America Charlotte, North Carolina	$33.9M
4	WRF 4 Waddell & Reed Financial Overland Park, Kansas	$67.2M
5	SRCM 5 Swift Run Capital Management Charlottesville, Virginia	$8.54M

Top Sellers

1	RHI 1 Richmond Hill Investments New York	$0
2	OCAM 2 Onex Canada Asset Management Toronto, Ontario, Canada	$21.1M
3	EIP 3 Epoch Investment Partners New York	$148M
4	VNA 4 VNBTrust National Association Charlottesville, Virginia	$3.8M
5	RA 5 Royce & Associates New York	$10.8M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 Fidelity Investments Boston, Massachusetts	$292M	4,971,088	+248,900	+5%
2	EIP 2 Epoch Investment Partners New York	$148M	2,511,242	-113,008	-4%
3	HC 3 Hawkins Capital Houston, Texas	$147M	2,500,000	–	–
4	4 BAMCO Inc New York	$109M	1,858,547	+38,850	+2%
5	DSA 5 Davis Selected Advisers Tucson, Arizona	$80.2M	1,363,704	+21,945	+2%
6	FPP 6 Findlay Park Partners London, United Kingdom	$69.4M	1,180,000	–	–
7	HK 7 Horizon Kinetics New York	$67.5M	1,147,840	+17,858	+2%
8	WRF 8 Waddell & Reed Financial Overland Park, Kansas	$67.2M	1,142,657	+155,307	+16%
9	9 Morgan Stanley New York	$63.8M	1,083,698	+78,945	+8%
10	FCM 10 Farallon Capital Management San Francisco, California	$54.4M	925,000	–	–
11	11 TD Asset Management Toronto, Ontario, Canada	$44.3M	752,262	-84,518	-10%
12	12 Neuberger Berman Group New York	$35.7M	606,674	+43,315	+8%
13	13 Bank of America Charlotte, North Carolina	$33.9M	575,437	+165,433	+40%
14	GIM 14 Greenwich Investment Management Norwalk, Connecticut	$28.7M	486,931	+486,931	New
15	15 Royal Bank of Canada Toronto, Ontario, Canada	$23.8M	403,974	+72,412	+22%
16	OCAM 16 Onex Canada Asset Management Toronto, Ontario, Canada	$21.1M	358,255	-197,200	-36%
17	17 Goldman Sachs New York	$20.6M	350,272	-2,347	-0.7%
18	18 Capital World Investors Los Angeles, California	$18.5M	314,200	–	–
19	19 Deutsche Bank Frankfurt Am Main Ge, Germany	$16.6M	282,528	-65,786	-19%
20	RIM 20 Ranger International Management Lake Forest, Illinois	$15.4M	261,894	+9,000	+4%
21	SAM 21 Serengeti Asset Management New York	$13.2M	225,000	-75,000	-25%
22	RRC 22 Red Rocks Capital Denver, Colorado	$12.3M	209,678	+23,778	+13%
23	23 Wells Fargo San Francisco, California	$11.7M	198,550	+13,933	+8%
24	RA 24 Royce & Associates New York	$10.8M	183,200	-99,000	-35%
25	AP 25 Archon Partners Princeton Junction, New Jersey	$9.97M	169,435	–	–

OAKTREE CAPITAL GROUP, LLC OAK

Top Buyers

Top Sellers

OAKTREE CAPITAL GROUP, LLC

OAK