Sanders Morris Harris’s Nuveen AMT-Free Quality Municipal Income Fund NEA Stock Holding History

Sanders Morris Harris’s Portfolio NEA Stock Details NEA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-29,007	Closed	-$457K	–	320
2021 Q2	$457K	Sell	29,007 -6,000	-17%	-$91.3K	0.09%	182
2021 Q1	$522K	Hold	35,007	–	–	0.11%	148
2020 Q4	$527K	Buy	35,007 +7,007	+25%	+$102K	0.12%	151
2020 Q3	$403K	Buy	+28,000	New	+$402K	0.11%	171
2020 Q2	–	Sell	-38,655	Closed	-$444K	–	167
2020 Q1	$444K	Buy	38,655 +3,691	+11%	+$52.5K	0.43%	52
2019 Q4	$498K	Buy	34,964 +19,814	+131%	+$281K	0.11%	157
2019 Q3	$217K	Sell	15,150 -16,900	-53%	-$240K	0.05%	246
2019 Q2	$445K	Buy	+32,050	New	+$431K	0.12%	160
2016 Q4	–	Sell	-15	Closed	-$216K	–	147
2016 Q3	$216K	Sell	15 -11,913	-100%	-$177K	0.07%	133
2016 Q2	$179K	Buy	11,928 +1,891	+19%	+$27.8K	0.04%	216
2016 Q1	$0	Buy	+10,037	New	+$140K	﹤0.01%	328

Other funds holding NEA

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Veritable Wilmington, Delaware $6.46B AUM 17.32% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Mackay Shields LLC New York $2.73B AUM 2.13% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return