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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTW icon
2451
Manitowoc
MTW
$675M
$27K ﹤0.01%
1,270
-825
-39% -$19.1K
PLL
2452
DELISTED
Piedmont Lithium
PLL
$27K ﹤0.01%
511
+11
+2% +$639
RAMP icon
2453
LiveRamp
RAMP
$2.3B
$27K ﹤0.01%
576
– –
RNP icon
2454
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$27K ﹤0.01%
+1,080
New +$29.1K
BECN
2455
DELISTED
Beacon Roofing Supply, Inc.
BECN
$27K ﹤0.01%
585
+6
+1% +$311
AFT
2456
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$27K ﹤0.01%
1,750
– –
TSP
2457
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
$27K ﹤0.01%
748
+339
+83% +$14.3K
AGEN
2458
Agenus
AGEN
$290M
$26K ﹤0.01%
255
-51
-17% -$5.76K
AL
2459
DELISTED
Air Lease Corp
AL
$26K ﹤0.01%
698
– –
CASY icon
2460
Casey's General Stores
CASY
$30.9B
$26K ﹤0.01%
141
-5,526
-98% -$1.08M
CIB icon
2461
Grupo Cibest SA
CIB
$21.1B
$26K ﹤0.01%
774
– –
DNTH icon
2462
Dianthus Therapeutics
DNTH
$6.09B
$26K ﹤0.01%
+225
New +$26.2K
ELF icon
2463
e.l.f. Beauty
ELF
$5.81B
$26K ﹤0.01%
925
– –
MT icon
2464
ArcelorMittal
MT
$55.3B
$26K ﹤0.01%
909
+693
+321% +$22.6K
OUSM icon
2465
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
$26K ﹤0.01%
763
– –
QQQE icon
2466
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.41B
$26K ﹤0.01%
320
– –
SCHM icon
2467
Schwab US Mid-Cap ETF
SCHM
$15.1B
$26K ﹤0.01%
1,050
-144
-12% -$3.76K
TPR icon
2468
Tapestry
TPR
$32.8B
$26K ﹤0.01%
719
-347
-33% -$14.3K
WB icon
2469
Weibo
WB
$1.95B
$26K ﹤0.01%
555
– –
EQC
2470
DELISTED
Equity Commonwealth
EQC
$26K ﹤0.01%
1,011
+1,000
+9,091% +$26.3K
VRAY
2471
DELISTED
ViewRay, Inc.
VRAY
$26K ﹤0.01%
3,700
– –
ENBL
2472
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$26K ﹤0.01%
3,270
– –
CDXS icon
2473
Codexis
CDXS
$158M
$25K ﹤0.01%
1,100
– –
EDU icon
2474
New Oriental
EDU
$8.98B
$25K ﹤0.01%
1,264
-123
-9% -$3.9K
FIDI icon
2475
Fidelity International High Dividend ETF
FIDI
$364M
$25K ﹤0.01%
1,254
+418
+50% +$8.65K
97 98
99
100 101

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.