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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FELE icon
2451
Franklin Electric
FELE
$4.84B
$13K ﹤0.01%
+168
New +$12.6K
GBAB
2452
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$13K ﹤0.01%
591
+9
+2% +$219
GGG icon
2453
Graco
GGG
$13.5B
$13K ﹤0.01%
186
-41
-18% -$2.91K
GTBP icon
2454
GT Biopharma
GTBP
$11.5M
$13K ﹤0.01%
+67
New +$11.7K
HGV icon
2455
Hilton Grand Vacations
HGV
$3.55B
$13K ﹤0.01%
348
+223
+178% +$8.02K
HII icon
2456
Huntington Ingalls Industries
HII
$12.8B
$13K ﹤0.01%
68
-314
-82% -$56.2K
KFY icon
2457
Korn Ferry
KFY
$4.28B
$13K ﹤0.01%
224
+182
+433% +$10.1K
KNSA icon
2458
Kiniksa Pharmaceuticals
KNSA
$5.93B
$13K ﹤0.01%
750
– –
LOCO icon
2459
El Pollo Loco
LOCO
$462M
$13K ﹤0.01%
+817
New +$15.6K
LPX icon
2460
Louisiana-Pacific
LPX
$5.49B
$13K ﹤0.01%
243
-92
-27% -$4.17K
NAUT icon
2461
Nautilus Biotechnolgy
NAUT
$115M
$13K ﹤0.01%
1,000
– –
NHI icon
2462
National Health Investors
NHI
$3.65B
$13K ﹤0.01%
182
+56
+44% +$3.91K
OUSA icon
2463
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$762M
$13K ﹤0.01%
+350
New +$13.4K
PCTY icon
2464
Paylocity
PCTY
$7.98B
$13K ﹤0.01%
74
+29
+64% +$5.53K
SANM icon
2465
Sanmina
SANM
$10.9B
$13K ﹤0.01%
+317
New +$11.5K
SCHC icon
2466
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$13K ﹤0.01%
+354
New +$13.8K
SDIV icon
2467
Global X SuperDividend ETF
SDIV
$1.22B
$13K ﹤0.01%
321
– –
TAP icon
2468
Molson Coors Class B
TAP
$8.09B
$13K ﹤0.01%
260
+39
+18% +$1.9K
XP icon
2469
XP
XP
$8.39B
$13K ﹤0.01%
350
– –
ZWS icon
2470
Zurn Elkay Water Solutions
ZWS
$8.53B
$13K ﹤0.01%
579
-314
-35% -$6.75K
IHIT
2471
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$13K ﹤0.01%
1,507
-1,286
-46% -$11.6K
IMV
2472
DELISTED
IMV Inc. Common Shares
IMV
$13K ﹤0.01%
400
– –
ARVL
2473
DELISTED
Arrival Ordinary Shares
ARVL
$13K ﹤0.01%
+17
New +$16.7K
SRGA
2474
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$13K ﹤0.01%
+200
New +$14K
ACIW icon
2475
ACI Worldwide
ACIW
$5.42B
$12K ﹤0.01%
336
+52
+18% +$2.05K
97 98
99
100 101

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.