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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CADE
2451
DELISTED
Cadence Bancorporation
CADE
$5K ﹤0.01%
314
-26
-8% -$345
AEIS icon
2452
Advanced Energy
AEIS
$12.8B
$4K ﹤0.01%
47
– –
AMED
2453
DELISTED
Amedisys
AMED
$4K ﹤0.01%
+16
New +$4.1K
AMH icon
2454
American Homes 4 Rent
AMH
$12.3B
$4K ﹤0.01%
134
-224
-63% -$6.57K
AMG icon
2455
Affiliated Managers Group
AMG
$9.78B
$4K ﹤0.01%
43
-62
-59% -$5.35K
AMRN
2456
Amarin Corp
AMRN
$301M
$4K ﹤0.01%
+49
New +$4.72K
AN icon
2457
AutoNation
AN
$6.87B
$4K ﹤0.01%
60
+41
+216% +$2.58K
ASB icon
2458
Associated Banc-Corp
ASB
$5.89B
$4K ﹤0.01%
+241
New +$3.66K
BANR icon
2459
Banner Corp
BANR
$2.4B
$4K ﹤0.01%
92
+67
+268% +$2.76K
BOOT icon
2460
Boot Barn
BOOT
$5.17B
$4K ﹤0.01%
115
+66
+135% +$2.48K
BUSE icon
2461
First Busey Corp
BUSE
$2.53B
$4K ﹤0.01%
+201
New +$3.94K
CHH icon
2462
Choice Hotels
CHH
$4.65B
$4K ﹤0.01%
39
-139
-78% -$13.5K
CHX
2463
DELISTED
ChampionX
CHX
$4K ﹤0.01%
306
-23
-7% -$255
CMCM
2464
Cheetah Mobile
CMCM
$98.4M
$4K ﹤0.01%
485
– –
CNNE icon
2465
Cannae Holdings
CNNE
$640M
$4K ﹤0.01%
91
+6
+7% +$244
CRUS icon
2466
Cirrus Logic
CRUS
$6.12B
$4K ﹤0.01%
51
-9
-15% -$676
CWST icon
2467
Casella Waste Systems
CWST
$5.72B
$4K ﹤0.01%
65
+36
+124% +$2.14K
DAR icon
2468
Darling Ingredients
DAR
$9.99B
$4K ﹤0.01%
74
+15
+25% +$717
DNOW icon
2469
DNOW Inc
DNOW
$3.05B
$4K ﹤0.01%
687
-31
-4% -$174
ECC
2470
Eagle Point Credit Company
ECC
$512M
$4K ﹤0.01%
472
-4,167
-90% -$37.9K
EDOW icon
2471
First Trust Dow 30 Equal Weight ETF
EDOW
$323M
$4K ﹤0.01%
+159
New +$4.09K
EELV icon
2472
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$426M
$4K ﹤0.01%
214
– –
EG icon
2473
Everest Group
EG
$14.2B
$4K ﹤0.01%
19
-30
-61% -$6.62K
EMHY icon
2474
iShares JPMorgan EM High Yield Bond ETF
EMHY
$636M
$4K ﹤0.01%
+94
New +$4.21K
ENSG icon
2475
The Ensign Group
ENSG
$10.7B
$4K ﹤0.01%
65
+36
+124% +$2.39K
97 98
99
100 101

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.