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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEA
2451
Easterly Government Properties
DEA
$1.13B
$1K ﹤0.01%
26
– –
DORM icon
2452
Dorman Products
DORM
$3.95B
$1K ﹤0.01%
16
-19
-54% -$1.52K
EAF icon
2453
GrafTech
EAF
$205M
$1K ﹤0.01%
20
-8
-29% -$558
EBND icon
2454
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$1K ﹤0.01%
57
– –
ENSG icon
2455
The Ensign Group
ENSG
$10.7B
$1K ﹤0.01%
+29
New +$1.5K
ESE icon
2456
ESCO Technologies
ESE
$7.79B
$1K ﹤0.01%
+16
New +$1.38K
EWX icon
2457
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$694M
$1K ﹤0.01%
+37
New +$1.64K
EZPW icon
2458
Ezcorp Inc
EZPW
$1.67B
$1K ﹤0.01%
200
– –
FELE icon
2459
Franklin Electric
FELE
$4.75B
$1K ﹤0.01%
24
-48
-67% -$2.73K
FORM icon
2460
FormFactor
FORM
$8.79B
$1K ﹤0.01%
79
+43
+119% +$1.2K
FOXF icon
2461
Fox Factory Holding Corp
FOXF
$882M
$1K ﹤0.01%
+14
New +$1.26K
FSS icon
2462
Federal Signal
FSS
$7.74B
$1K ﹤0.01%
+47
New +$1.45K
FTDR icon
2463
Frontdoor
FTDR
$5.78B
$1K ﹤0.01%
+48
New +$2.05K
FXD icon
2464
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$1K ﹤0.01%
+26
New +$1.07K
GDXJ icon
2465
VanEck Junior Gold Miners ETF
GDXJ
$8.54B
$1K ﹤0.01%
+24
New +$1.38K
GIL icon
2466
Gildan
GIL
$10.6B
$1K ﹤0.01%
101
+58
+135% +$1.07K
GRFS
2467
Grifois
GRFS
$5.48B
$1K ﹤0.01%
89
-16
-15% -$283
GRVY
2468
GRAVITY
GRVY
$481M
$1K ﹤0.01%
+10
New +$860
GSHD icon
2469
Goosehead Insurance
GSHD
$2.29B
$1K ﹤0.01%
+12
New +$1.09K
HCAT icon
2470
Health Catalyst
HCAT
$127M
$1K ﹤0.01%
+33
New +$1.12K
HIMX
2471
Himax Technologies
HIMX
$2.57B
$1K ﹤0.01%
350
– –
HMN icon
2472
Horace Mann Educators
HMN
$2.13B
$1K ﹤0.01%
33
-118
-78% -$4.39K
HOUS
2473
DELISTED
Anywhere Real Estate
HOUS
$1K ﹤0.01%
144
+70
+95% +$672
HQY icon
2474
HealthEquity
HQY
$8.93B
$1K ﹤0.01%
35
-10
-22% -$549
HYGH icon
2475
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$1K ﹤0.01%
+18
New +$1.49K
97 98
99
100 101

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.