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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAC
2426
DELISTED
Lithium Americas Corp. Common Shares
LAC
$46K ﹤0.01%
2,435
+185
+8% +$4.49K
ACMR icon
2427
ACM Research
ACMR
$5.49B
$45K ﹤0.01%
5,952
+50
+0.8% +$424
CDNA icon
2428
CareDx
CDNA
$2.44B
$45K ﹤0.01%
3,985
-123
-3% -$1.82K
DY icon
2429
Dycom Industries
DY
$12B
$45K ﹤0.01%
490
+261
+114% +$26.3K
ERH
2430
Allspring Utilities & High Income Fund
ERH
$103M
$45K ﹤0.01%
4,052
– –
PDSB icon
2431
PDS Biotechnology
PDSB
$40.9M
$45K ﹤0.01%
+3,413
New +$24.1K
SSB icon
2432
SouthState Bank Corp
SSB
$10.5B
$45K ﹤0.01%
591
+161
+37% +$13.5K
UG icon
2433
United-Guardian
UG
$33.4M
$45K ﹤0.01%
4,367
-2,634
-38% -$31.7K
WLK icon
2434
Westlake Corp
WLK
$10.1B
$45K ﹤0.01%
452
-64
-12% -$6.45K
ASX icon
2435
ASE Group
ASX
$82.7B
$44K ﹤0.01%
7,212
-3,206
-31% -$18.8K
SD icon
2436
SandRidge Energy
SD
$531M
$44K ﹤0.01%
2,612
– –
VSGX icon
2437
Vanguard ESG International Stock ETF
VSGX
$6.73B
$44K ﹤0.01%
909
+20
+2% +$950
CUTR
2438
DELISTED
Cutera, Inc.
CUTR
$44K ﹤0.01%
1,007
– –
ARKX icon
2439
ARK Space & Defense Innovation ETF
ARKX
$853M
$43K ﹤0.01%
3,508
-1,000
-22% -$12.8K
BCRX icon
2440
BioCryst Pharmaceuticals
BCRX
$2.51B
$43K ﹤0.01%
3,800
– –
BROS icon
2441
Dutch Bros
BROS
$8.96B
$43K ﹤0.01%
1,560
+350
+29% +$11.6K
CWT icon
2442
California Water Service
CWT
$3.06B
$43K ﹤0.01%
726
-10
-1% -$601
EIM
2443
Eaton Vance Municipal Bond Fund
EIM
$499M
$43K ﹤0.01%
4,202
+2,505
+148% +$24.8K
ESI icon
2444
Element Solutions
ESI
$9.08B
$43K ﹤0.01%
2,404
-38
-2% -$685
FMBH icon
2445
First Mid Bancshares
FMBH
$1.36B
$43K ﹤0.01%
1,350
– –
GLU
2446
Gabelli Utility & Income Trust
GLU
$116M
$43K ﹤0.01%
3,071
– –
GRID
2447
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$43K ﹤0.01%
493
-119
-19% -$10.2K
GXO icon
2448
GXO Logistics
GXO
$5.4B
$43K ﹤0.01%
1,010
-3,400
-77% -$136K
JBGS
2449
JBG SMITH
JBGS
$653M
$43K ﹤0.01%
2,313
+2,061
+818% +$39.8K
JOUT icon
2450
Johnson Outdoors
JOUT
$501M
$43K ﹤0.01%
655
– –
96 97
98
99 100

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.