We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HE icon
2426
Hawaiian Electric Industries
HE
$2.03B
$28K ﹤0.01%
708
+5
+0.7% +$215
HOOD icon
2427
Robinhood
HOOD
$83.9B
$28K ﹤0.01%
+673
New +$30.6K
KMT icon
2428
Kennametal
KMT
$2.46B
$28K ﹤0.01%
833
-49
-6% -$1.76K
KOS icon
2429
Kosmos Energy
KOS
$1.53B
$28K ﹤0.01%
9,491
+7,491
+375% +$18.3K
MHK icon
2430
Mohawk Industries
MHK
$9.13B
$28K ﹤0.01%
160
-281
-64% -$54.4K
NNOX icon
2431
Nano X Imaging
NNOX
$73.1M
$28K ﹤0.01%
1,273
+900
+241% +$23.6K
PAWZ icon
2432
ProShares Pet Care ETF
PAWZ
$33.6M
$28K ﹤0.01%
364
-92
-20% -$7.52K
SDHY
2433
PGIM Short Duration High Yield Opportunities Fund
SDHY
$402M
$28K ﹤0.01%
1,500
– –
VSTM icon
2434
Verastem
VSTM
$601M
$28K ﹤0.01%
767
-41
-5% -$1.51K
WKHS icon
2435
Workhorse Group
WKHS
$35.6M
$28K ﹤0.01%
1
– –
XPO icon
2436
XPO
XPO
$23.6B
$28K ﹤0.01%
611
-722
-54% -$36.2K
BFIT
2437
DELISTED
Global X Funds Global X Health & Wellness ETF
BFIT
$28K ﹤0.01%
977
-253
-21% -$7.62K
TMDI
2438
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$28K ﹤0.01%
18,730
– –
HYRE
2439
DELISTED
HyreCar Inc. Common Stock
HYRE
$28K ﹤0.01%
+3,300
New +$45.2K
PTR
2440
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$28K ﹤0.01%
+613
New +$27.1K
CELH icon
2441
Celsius Holdings
CELH
$6.7B
$27K ﹤0.01%
900
-4,608
-84% -$118K
CHDN icon
2442
Churchill Downs
CHDN
$6.12B
$27K ﹤0.01%
226
– –
DOCS icon
2443
Doximity
DOCS
$4.54B
$27K ﹤0.01%
+345
New +$25.2K
EC icon
2444
Ecopetrol
EC
$35.5B
$27K ﹤0.01%
1,913
-104
-5% -$1.41K
EDV icon
2445
Vanguard World Funds Extended Duration ETF
EDV
$3.47B
$27K ﹤0.01%
200
+17
+9% +$2.39K
FUBO icon
2446
FuboTV Inc
FUBO
$265M
$27K ﹤0.01%
94
-1
-1% -$327
FUTU icon
2447
Futu Holdings
FUTU
$15.3B
$27K ﹤0.01%
+313
New +$34.5K
HST icon
2448
Host Hotels & Resorts
HST
$15.6B
$27K ﹤0.01%
1,680
+47
+3% +$762
LAD icon
2449
Lithia Motors
LAD
$8.25B
$27K ﹤0.01%
86
– –
LGND icon
2450
Ligand Pharmaceuticals
LGND
$6.41B
$27K ﹤0.01%
321
-113
-26% -$8.74K
96 97
98
99 100

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.