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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEI icon
2426
Methode Electronics
MEI
$586M
$5K ﹤0.01%
135
– –
MLPX icon
2427
Global X MLP & Energy Infrastructure ETF
MLPX
$3.52B
$5K ﹤0.01%
215
-121
-36% -$3.07K
MRC
2428
DELISTED
MRC Global
MRC
$5K ﹤0.01%
866
– –
MVST icon
2429
Microvast
MVST
$282M
$5K ﹤0.01%
+300
New +$3.59K
NBTB icon
2430
NBT Bancorp
NBTB
$2.72B
$5K ﹤0.01%
181
– –
NSP icon
2431
Insperity
NSP
$2B
$5K ﹤0.01%
64
+28
+78% +$2.3K
NWG icon
2432
NatWest
NWG
$76.1B
$5K ﹤0.01%
1,149
-586
-34% -$2.34K
OIH icon
2433
VanEck Oil Services ETF
OIH
$1.94B
$5K ﹤0.01%
36
– –
OLN icon
2434
Olin
OLN
$2.13B
$5K ﹤0.01%
242
+217
+868% +$4.41K
PPC icon
2435
Pilgrim's Pride
PPC
$6.38B
$5K ﹤0.01%
300
-55
-15% -$996
R icon
2436
Ryder
R
$9.99B
$5K ﹤0.01%
103
+20
+24% +$1.11K
REG icon
2437
Regency Centers
REG
$13.9B
$5K ﹤0.01%
124
-1,434
-92% -$61.7K
REX icon
2438
REX American Resources
REX
$1.43B
$5K ﹤0.01%
462
– –
RIGL icon
2439
Rigel Pharmaceuticals
RIGL
$765M
$5K ﹤0.01%
150
– –
SAM icon
2440
Boston Beer
SAM
$1.87B
$5K ﹤0.01%
+6
New +$5.76K
SITE icon
2441
SiteOne Landscape Supply
SITE
$4.39B
$5K ﹤0.01%
41
+26
+173% +$3.57K
VGIT icon
2442
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$5K ﹤0.01%
85
– –
VLY icon
2443
Valley National Bancorp
VLY
$8.07B
$5K ﹤0.01%
584
+80
+16% +$696
WTER
2444
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$5K ﹤0.01%
393
– –
DBD
2445
DELISTED
Diebold Nixdorf Incorporated
DBD
$5K ﹤0.01%
515
– –
CAJ
2446
DELISTED
Canon, Inc.
CAJ
$5K ﹤0.01%
300
+68
+29% +$1.23K
MANT
2447
DELISTED
Mantech International Corp
MANT
$5K ﹤0.01%
62
– –
DISH
2448
DELISTED
DISH Network Corp.
DISH
$5K ﹤0.01%
173
-193
-53% -$5.94K
CIT
2449
DELISTED
CIT Group Inc.
CIT
$5K ﹤0.01%
160
+41
+34% +$1.29K
STL
2450
DELISTED
Sterling Bancorp
STL
$5K ﹤0.01%
308
-384
-55% -$5.78K
96 97
98
99 100

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.