We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTCO
2426
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$2K ﹤0.01%
120
– –
ROCC
2427
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$2K ﹤0.01%
298
– –
CLVS
2428
DELISTED
Clovis Oncology, Inc.
CLVS
$2K ﹤0.01%
500
– –
ZGNX
2429
DELISTED
Zogenix, Inc.
ZGNX
$2K ﹤0.01%
154
+73
+90% +$1.79K
EBIX
2430
DELISTED
Ebix Inc
EBIX
$2K ﹤0.01%
100
– –
CIT
2431
DELISTED
CIT Group Inc.
CIT
$2K ﹤0.01%
119
– –
CADE
2432
DELISTED
Cadence Bancorporation
CADE
$2K ﹤0.01%
+340
New +$2.94K
AAT
2433
American Assets Trust
AAT
$1.38B
$1K ﹤0.01%
66
– –
AKBA icon
2434
Akebia Therapeutics
AKBA
$234M
$1K ﹤0.01%
413
+157
+61% +$1.38K
ALB icon
2435
Albemarle
ALB
$15.5B
$1K ﹤0.01%
18
-73
-80% -$6.47K
AMWD
2436
DELISTED
American Woodmark
AMWD
$1K ﹤0.01%
17
-6
-26% -$490
AN icon
2437
AutoNation
AN
$6.88B
$1K ﹤0.01%
19
– –
EFOR
2438
Everforth Inc
EFOR
$1.33B
$1K ﹤0.01%
28
+3
+12% +$206
ASIX icon
2439
AdvanSix
ASIX
$438M
$1K ﹤0.01%
130
-182
-58% -$2.27K
BNTC icon
2440
Benitec Biopharma
BNTC
$473M
$1K ﹤0.01%
+18
New +$2.17K
BOOT icon
2441
Boot Barn
BOOT
$5.11B
$1K ﹤0.01%
+49
New +$1.19K
BRKR icon
2442
Bruker
BRKR
$8.58B
$1K ﹤0.01%
+30
New +$1.25K
CACC icon
2443
Credit Acceptance
CACC
$6.03B
$1K ﹤0.01%
3
-5
-63% -$2.1K
CPK icon
2444
Chesapeake Utilities
CPK
$3.18B
$1K ﹤0.01%
+14
New +$1.16K
CPRI icon
2445
Capri Holdings
CPRI
$1.75B
$1K ﹤0.01%
59
+9
+18% +$153
CUZ icon
2446
Cousins Properties
CUZ
$4.83B
$1K ﹤0.01%
+58
New +$1.73K
CWK icon
2447
Cushman & Wakefield Ltd
CWK
$3.12B
$1K ﹤0.01%
+143
New +$1.61K
CWST icon
2448
Casella Waste Systems
CWST
$5.72B
$1K ﹤0.01%
+29
New +$1.59K
CYH icon
2449
Community Health Systems
CYH
$415M
$1K ﹤0.01%
396
– –
DAN icon
2450
Dana Inc
DAN
$3.21B
$1K ﹤0.01%
96
-28
-23% -$364
96 97
98
99 100

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.