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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEJ icon
2401
Invesco Leisure and Entertainment ETF
PEJ
$306M
$48K ﹤0.01%
1,325
– –
PRG icon
2402
PROG Holdings
PRG
$1.68B
$48K ﹤0.01%
2,878
-165
-5% -$2.82K
SMRT icon
2403
SmartRent
SMRT
$261M
$48K ﹤0.01%
20,050
+15,050
+301% +$37.2K
SNEX icon
2404
StoneX
SNEX
$7.81B
$48K ﹤0.01%
2,562
– –
TIL icon
2405
Instil Bio
TIL
$50.3M
$48K ﹤0.01%
3,815
+2,259
+145% +$112K
TRUP icon
2406
Trupanion
TRUP
$1.27B
$48K ﹤0.01%
1,016
– –
VVV icon
2407
Valvoline
VVV
$4.3B
$48K ﹤0.01%
1,489
+1
+0.1% +$30
XTN icon
2408
State Street SPDR S&P Transportation ETF
XTN
$391M
$48K ﹤0.01%
733
-66
-8% -$4.61K
IHIT
2409
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$48K ﹤0.01%
6,052
+78
+1% +$639
FIBK icon
2410
First Interstate BancSystem
FIBK
$3.56B
$47K ﹤0.01%
1,236
+2
+0.2% +$85
III icon
2411
Information Services Group
III
$251M
$47K ﹤0.01%
10,283
-4,492
-30% -$22.7K
LADR
2412
Ladder Capital
LADR
$1.22B
$47K ﹤0.01%
4,769
+6
+0.1% +$62
OUSM icon
2413
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$880M
$47K ﹤0.01%
1,421
+865
+156% +$28.7K
SGRY icon
2414
Surgery Partners
SGRY
$2.09B
$47K ﹤0.01%
1,709
+449
+36% +$11.9K
SVC
2415
Service Properties Trust
SVC
$1.05B
$47K ﹤0.01%
1,300
– –
BLMN icon
2416
Bloomin' Brands
BLMN
$944M
$46K ﹤0.01%
2,303
+557
+32% +$12.1K
INDS icon
2417
Pacer Industrial Real Estate ETF
INDS
$115M
$46K ﹤0.01%
1,253
+2
+0.2% +$74
MCR
2418
DELISTED
MFS Charter Income Trust
MCR
$46K ﹤0.01%
7,581
– –
NYT icon
2419
New York Times
NYT
$10.5B
$46K ﹤0.01%
1,434
+231
+19% +$7.53K
PNW icon
2420
Pinnacle West Capital
PNW
$12B
$46K ﹤0.01%
615
+12
+2% +$857
PSEC icon
2421
Prospect Capital
PSEC
$1.15B
$46K ﹤0.01%
6,700
– –
TRTX
2422
TPG RE Finance Trust
TRTX
$608M
$46K ﹤0.01%
6,907
+350
+5% +$2.58K
XSD icon
2423
State Street SPDR S&P Semiconductor ETF
XSD
$2.82B
$46K ﹤0.01%
277
+109
+65% +$18.2K
BSCO
2424
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$46K ﹤0.01%
2,280
– –
VGR
2425
DELISTED
Vector Group Ltd.
VGR
$46K ﹤0.01%
3,944
+18
+0.5% +$190
95 96
97
98 99

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.