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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGS icon
2376
ONE Gas
OGS
$4.96B
$50K ﹤0.01%
682
+501
+277% +$38.7K
PGNY icon
2377
Progyny
PGNY
$2.18B
$50K ﹤0.01%
1,674
+1,622
+3,119% +$58.6K
TSEM icon
2378
Tower Semiconductor
TSEM
$28.5B
$50K ﹤0.01%
1,183
-29
-2% -$1.26K
SDAC
2379
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$50K ﹤0.01%
5,000
-25,300
-83% -$253K
SJR
2380
DELISTED
Shaw Communications Inc.
SJR
$50K ﹤0.01%
1,761
+15
+0.9% +$393
DBEZ icon
2381
Xtrackers MSCI Eurozone Hedged Equity ETF
DBEZ
$76.9M
$49K ﹤0.01%
1,414
– –
DHY
2382
Credit Suisse High Yield Credit Fund
DHY
$243M
$49K ﹤0.01%
28,136
+540
+2% +$991
EGBN icon
2383
Eagle Bancorp
EGBN
$843M
$49K ﹤0.01%
1,114
– –
HCAT icon
2384
Health Catalyst
HCAT
$127M
$49K ﹤0.01%
4,689
+83
+2% +$801
JMUB icon
2385
JPMorgan Municipal ETF
JMUB
$8.49B
$49K ﹤0.01%
1,000
– –
MAMB
2386
Monarch Ambassador Income Index ETF
MAMB
$194M
$49K ﹤0.01%
+2,271
New +$48.5K
MPRO icon
2387
Monarch ProCap Index ETF
MPRO
$257M
$49K ﹤0.01%
+2,000
New +$49.3K
QABA icon
2388
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.7M
$49K ﹤0.01%
933
– –
SCHP icon
2389
Schwab US TIPS ETF
SCHP
$16.2B
$49K ﹤0.01%
1,900
-72
-4% -$1.88K
SPHB icon
2390
Invesco S&P 500 High Beta ETF
SPHB
$926M
$49K ﹤0.01%
791
+16
+2% +$1.01K
UGI icon
2391
UGI
UGI
$7.29B
$49K ﹤0.01%
1,346
+1,255
+1,379% +$45.4K
AIRC
2392
DELISTED
Apartment Income REIT Corp.
AIRC
$49K ﹤0.01%
1,433
+136
+10% +$4.98K
VRAY
2393
DELISTED
ViewRay, Inc.
VRAY
$49K ﹤0.01%
11,100
– –
AZTA icon
2394
Azenta
AZTA
$1.54B
$48K ﹤0.01%
827
+71
+9% +$3.63K
BEAM icon
2395
Beam Therapeutics
BEAM
$2.82B
$48K ﹤0.01%
1,228
– –
CHRD icon
2396
Chord Energy
CHRD
$7.8B
$48K ﹤0.01%
351
-29
-8% -$4.25K
FLRN icon
2397
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$48K ﹤0.01%
1,611
+4
+0.2% +$121
GRBK icon
2398
Green Brick Partners
GRBK
$3.03B
$48K ﹤0.01%
2,000
– –
MASS icon
2399
908 Devices
MASS
$361M
$48K ﹤0.01%
+6,400
New +$77.5K
ORMP icon
2400
Oramed Pharmaceuticals
ORMP
$175M
$48K ﹤0.01%
4,000
– –
94 95
96
97 98

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.