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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESBA icon
2376
Empire State Realty Series ES
ESBA
$1.34B
$34K ﹤0.01%
3,833
+15
+0.4% +$146
FNCL icon
2377
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$34K ﹤0.01%
612
+201
+49% +$11.3K
HFRO
2378
Highland Opportunities and Income Fund
HFRO
$407M
$34K ﹤0.01%
3,120
– –
IMCR icon
2379
Immunocore
IMCR
$1.73B
$34K ﹤0.01%
+1,000
New +$36.2K
JLS icon
2380
Nuveen Mortgage and Income Fund
JLS
$94.7M
$34K ﹤0.01%
1,631
-3,046
-65% -$63.9K
PGP
2381
PIMCO Global StockPLUS & Income Fund
PGP
$100M
$34K ﹤0.01%
+3,218
New +$35.1K
TPVG icon
2382
TriplePoint Venture Growth BDC
TPVG
$211M
$34K ﹤0.01%
1,900
– –
VHC icon
2383
VirnetX Holding Corp
VHC
$63.1M
$34K ﹤0.01%
669
– –
WCC
2384
WESCO International
WCC
$17.7B
$34K ﹤0.01%
261
+153
+142% +$19.6K
WWD icon
2385
Woodward
WWD
$21.4B
$34K ﹤0.01%
315
+96
+44% +$10.8K
MOON
2386
DELISTED
Direxion Moonshot Innovators ETF
MOON
$34K ﹤0.01%
+1,275
New +$39.8K
AUY
2387
DELISTED
Yamana Gold, Inc.
AUY
$34K ﹤0.01%
8,082
+3,729
+86% +$15.4K
AMG icon
2388
Affiliated Managers Group
AMG
$9.76B
$33K ﹤0.01%
206
+85
+70% +$14.3K
APA icon
2389
APA Corp
APA
$13.2B
$33K ﹤0.01%
1,267
-127
-9% -$3.37K
CRGY icon
2390
Crescent Energy
CRGY
$3.82B
$33K ﹤0.01%
+2,616
New +$36.1K
CSV icon
2391
Carriage Services
CSV
$569M
$33K ﹤0.01%
520
+20
+4% +$1.04K
CYBR
2392
DELISTED
CyberArk
CYBR
$33K ﹤0.01%
195
– –
DWAS icon
2393
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$450M
$33K ﹤0.01%
377
– –
FIGS icon
2394
FIGS
FIGS
$2.37B
$33K ﹤0.01%
1,224
– –
GVIP icon
2395
Goldman Sachs Hedge Industry VIP ETF
GVIP
$578M
$33K ﹤0.01%
324
-146
-31% -$14.9K
INSP icon
2396
Inspire Medical Systems
INSP
$1.74B
$33K ﹤0.01%
144
+64
+80% +$15.6K
IX icon
2397
ORIX
IX
$43.5B
$33K ﹤0.01%
1,665
+740
+80% +$14.7K
QQEW icon
2398
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$33K ﹤0.01%
282
+55
+24% +$6.4K
TAK icon
2399
Takeda Pharmaceutical
TAK
$55.7B
$33K ﹤0.01%
2,567
-813
-24% -$11.4K
TMHC
2400
DELISTED
Taylor Morrison
TMHC
$33K ﹤0.01%
962
+314
+48% +$9.8K
94 95
96
97 98

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.