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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCN icon
2376
DigitalOcean
DOCN
$15.4B
$31K ﹤0.01%
400
+335
+515% +$20.7K
MFA
2377
MFA Financial
MFA
$921M
$31K ﹤0.01%
+1,750
New +$32.5K
NEO icon
2378
NeoGenomics
NEO
$2.14B
$31K ﹤0.01%
646
-39
-6% -$1.8K
OMEX icon
2379
Odyssey Marine Exploration
OMEX
$51.7M
$31K ﹤0.01%
4,500
+1,500
+50% +$9.2K
PBA icon
2380
Pembina Pipeline
PBA
$27.7B
$31K ﹤0.01%
+1,000
New +$31.5K
PKX icon
2381
POSCO
PKX
$17.8B
$31K ﹤0.01%
463
+431
+1,347% +$31.8K
SQM icon
2382
Sociedad Química y Minera de Chile
SQM
$20.8B
$31K ﹤0.01%
577
-74
-11% -$3.77K
SYNH
2383
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$31K ﹤0.01%
360
+342
+1,900% +$31K
MCFE
2384
DELISTED
McAfee Corp. Class A Common Stock
MCFE
$31K ﹤0.01%
1,444
-700
-33% -$18.1K
AIN icon
2385
Albany International
AIN
$1.73B
$30K ﹤0.01%
396
+319
+414% +$25.6K
CYBR
2386
DELISTED
CyberArk
CYBR
$30K ﹤0.01%
195
-89
-31% -$13.5K
DAPR icon
2387
FT Vest US Equity Deep Buffer ETF April
DAPR
$315M
$30K ﹤0.01%
1,000
– –
DRVN icon
2388
Driven Brands
DRVN
$2.09B
$30K ﹤0.01%
1,050
+100
+11% +$2.97K
FAPR icon
2389
FT Vest US Equity Buffer ETF April
FAPR
$1.3B
$30K ﹤0.01%
1,000
– –
FYBR
2390
DELISTED
Frontier Communications
FYBR
$30K ﹤0.01%
+1,078
New +$32.1K
GTO icon
2391
Invesco Total Return Bond ETF
GTO
$2.47B
$30K ﹤0.01%
542
+3
+0.6% +$172
IRTC icon
2392
iRhythm Holdings
IRTC
$4.11B
$30K ﹤0.01%
537
+463
+626% +$24.5K
LCII icon
2393
LCI Industries
LCII
$2.55B
$30K ﹤0.01%
227
-605
-73% -$83.5K
PRGO icon
2394
Perrigo
PRGO
$1.73B
$30K ﹤0.01%
646
+141
+28% +$6.27K
RGNX icon
2395
Regenxbio
RGNX
$704M
$30K ﹤0.01%
735
– –
SDGR icon
2396
Schrodinger
SDGR
$1.39B
$30K ﹤0.01%
550
-3,200
-85% -$205K
TIL icon
2397
Instil Bio
TIL
$49.3M
$30K ﹤0.01%
85
– –
TPVG icon
2398
TriplePoint Venture Growth BDC
TPVG
$210M
$30K ﹤0.01%
1,900
– –
UI icon
2399
Ubiquiti
UI
$34.2B
$30K ﹤0.01%
101
– –
CSSE
2400
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
$30K ﹤0.01%
1,350
– –
94 95
96
97 98

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.