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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LN
2376
DELISTED
LINE Corporation
LN
$3K ﹤0.01%
+60
New +$3.07K
FMK
2377
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
$3K ﹤0.01%
+100
New +$3.76K
IBDN
2378
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$3K ﹤0.01%
155
– –
AEG icon
2379
Aegon
AEG
$14B
$2K ﹤0.01%
+1,153
New +$3.06K
AEIS icon
2380
Advanced Energy
AEIS
$12.6B
$2K ﹤0.01%
47
– –
AMX icon
2381
America Movil
AMX
$71.7B
$2K ﹤0.01%
194
-3,777
-95% -$47.9K
AQN icon
2382
Algonquin Power & Utilities
AQN
$4.36B
$2K ﹤0.01%
+178
New +$2.44K
ARR
2383
Armour Residential REIT
ARR
$2.34B
$2K ﹤0.01%
58
– –
BBVA icon
2384
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$2K ﹤0.01%
816
+369
+83% +$1.15K
BFH icon
2385
Bread Financial
BFH
$4.38B
$2K ﹤0.01%
89
-24
-21% -$853
BOTZ icon
2386
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.55B
$2K ﹤0.01%
79
+1
+1% +$26
CENN icon
2387
Cenntro
CENN
$8.23M
$2K ﹤0.01%
3
– –
CHX
2388
DELISTED
ChampionX
CHX
$2K ﹤0.01%
329
-130
-28% -$1.25K
CLLS
2389
Cellectis
CLLS
$278M
$2K ﹤0.01%
+139
New +$2.47K
DAR icon
2390
Darling Ingredients
DAR
$9.99B
$2K ﹤0.01%
59
-790
-93% -$24.2K
DB icon
2391
Deutsche Bank
DB
$71.9B
$2K ﹤0.01%
+255
New +$2.39K
DBX icon
2392
Dropbox
DBX
$8.07B
$2K ﹤0.01%
125
-2,805
-96% -$58.4K
EFR
2393
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$2K ﹤0.01%
225
– –
ESLT icon
2394
Elbit Systems
ESLT
$39.6B
$2K ﹤0.01%
+19
New +$2.51K
ESPO icon
2395
VanEck Video Gaming and eSports ETF
ESPO
$259M
$2K ﹤0.01%
+41
New +$2.39K
FC icon
2396
Franklin Covey
FC
$242M
$2K ﹤0.01%
113
+41
+57% +$787
FCEL icon
2397
FuelCell Energy
FCEL
$1.59B
$2K ﹤0.01%
+33
New +$2.63K
FTI icon
2398
TechnipFMC
FTI
$29.1B
$2K ﹤0.01%
626
+545
+673% +$3.06K
FXL icon
2399
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$2K ﹤0.01%
+29
New +$2.55K
GCC icon
2400
WisdomTree Enhanced Commodity Strategy Fund
GCC
$281M
$2K ﹤0.01%
169
– –
94 95
96
97 98

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.