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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBZ icon
2351
CBIZ
CBZ
$2.95B
$52K ﹤0.01%
1,114
-84
-7% -$3.99K
CNXT icon
2352
VanEck ChiNext Innovators ETF
CNXT
$108M
$52K ﹤0.01%
1,669
-104
-6% -$3.19K
DBX icon
2353
Dropbox
DBX
$8.07B
$52K ﹤0.01%
2,350
-725
-24% -$16K
ELF icon
2354
e.l.f. Beauty
ELF
$5.62B
$52K ﹤0.01%
958
+22
+2% +$1.08K
GCC icon
2355
WisdomTree Enhanced Commodity Strategy Fund
GCC
$281M
$52K ﹤0.01%
2,878
+609
+27% +$11.7K
GHM icon
2356
Graham Corp
GHM
$1.28B
$52K ﹤0.01%
+5,496
New +$50.9K
SLG icon
2357
SL Green Realty
SLG
$3.9B
$52K ﹤0.01%
1,553
+747
+93% +$28.4K
TNDM icon
2358
Tandem Diabetes Care
TNDM
$1.59B
$52K ﹤0.01%
1,172
-101
-8% -$4.57K
XSMO icon
2359
Invesco S&P SmallCap Momentum ETF
XSMO
$3.09B
$52K ﹤0.01%
1,104
-194
-15% -$9.4K
TWNK
2360
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$52K ﹤0.01%
2,336
+148
+7% +$3.73K
TA
2361
DELISTED
TravelCenters of America LLC
TA
$52K ﹤0.01%
1,169
-31
-3% -$1.6K
AN icon
2362
AutoNation
AN
$6.88B
$51K ﹤0.01%
480
-658
-58% -$72.8K
CRESY
2363
Cresud
CRESY
$767M
$51K ﹤0.01%
8,047
– –
DINT icon
2364
Davis Select International ETF
DINT
$294M
$51K ﹤0.01%
2,918
– –
PMM
2365
Franklin Managed Municipal Income Trust
PMM
$272M
$51K ﹤0.01%
8,250
-15,000
-65% -$91K
SMMD icon
2366
iShares Russell 2500 ETF
SMMD
$3.73B
$51K ﹤0.01%
963
+4
+0.4% +$215
SRTS icon
2367
Sensus Healthcare
SRTS
$50.9M
$51K ﹤0.01%
7,000
+3,000
+75% +$27.1K
CEQP
2368
DELISTED
Crestwood Equity Partners LP
CEQP
$51K ﹤0.01%
1,952
+25
+1% +$722
CUZ icon
2369
Cousins Properties
CUZ
$4.83B
$50K ﹤0.01%
1,997
+808
+68% +$19.7K
DFIC icon
2370
Dimensional International Core Equity 2 ETF
DFIC
$15.2B
$50K ﹤0.01%
2,276
– –
GOVZ icon
2371
iShares 25+ Year Treasury STRIPS Bond ETF
GOVZ
$258M
$50K ﹤0.01%
+1,005
New +$52K
KOCT icon
2372
Innovator US Small Cap Power Buffer ETF October
KOCT
$131M
$50K ﹤0.01%
2,000
– –
LPX icon
2373
Louisiana-Pacific
LPX
$5.2B
$50K ﹤0.01%
880
+490
+126% +$28.9K
MMT
2374
Aberdeen Multi-Market Income Fund
MMT
$242M
$50K ﹤0.01%
11,278
+8,364
+287% +$36.7K
NUSA icon
2375
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.5M
$50K ﹤0.01%
2,221
+21
+1% +$476
93 94
95
96 97

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.