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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEO
2351
DELISTED
CNOOC Limited
CEO
$7K ﹤0.01%
81
-18,669
-100% -$1.85M
ACB
2352
Aurora Cannabis
ACB
$178M
$6K ﹤0.01%
78
-70
-47% -$5.1K
ADTN icon
2353
Adtran
ADTN
$636M
$6K ﹤0.01%
442
– –
DCH
2354
Dauch Corp
DCH
$1.6B
$6K ﹤0.01%
731
-760
-51% -$5.72K
BFH icon
2355
Bread Financial
BFH
$4.38B
$6K ﹤0.01%
113
+24
+27% +$1.21K
BKF icon
2356
iShares MSCI BIC ETF
BKF
$78.8M
$6K ﹤0.01%
126
– –
CLDT
2357
Chatham Lodging
CLDT
$576M
$6K ﹤0.01%
639
– –
CRBN icon
2358
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
$6K ﹤0.01%
41
– –
DAN icon
2359
Dana Inc
DAN
$3.22B
$6K ﹤0.01%
331
+235
+245% +$3.93K
DBI icon
2360
Designer Brands
DBI
$334M
$6K ﹤0.01%
857
– –
DDD icon
2361
3D Systems Corp
DDD
$616M
$6K ﹤0.01%
615
-110
-15% -$894
ECON icon
2362
Columbia Emerging Markets Consumer ETF
ECON
$303M
$6K ﹤0.01%
241
-90
-27% -$2.41K
EPAC icon
2363
Enerpac Tool Group
EPAC
$1.89B
$6K ﹤0.01%
279
– –
ESGR
2364
DELISTED
Enstar Group
ESGR
$6K ﹤0.01%
34
– –
OPPE
2365
WisdomTree European Opportunities Fund
OPPE
$294M
$6K ﹤0.01%
211
– –
EYPT icon
2366
EyePoint Inc
EYPT
$1.13B
$6K ﹤0.01%
1,000
– –
FSP
2367
Franklin Street Properties
FSP
$45.4M
$6K ﹤0.01%
1,548
– –
GRP.U
2368
DELISTED
Granite Real Estate Investment Trust
GRP.U
$6K ﹤0.01%
100
– –
GRVY
2369
GRAVITY
GRVY
$479M
$6K ﹤0.01%
35
+25
+250% +$3.73K
HGLB
2370
Highland Global Allocation Fund
HGLB
$177M
$6K ﹤0.01%
+954
New +$5.7K
IPAY icon
2371
Amplify Mobile Payments ETF
IPAY
$181M
$6K ﹤0.01%
100
– –
KIM icon
2372
Kimco Realty
KIM
$16.2B
$6K ﹤0.01%
448
-196
-30% -$2.59K
KRUS icon
2373
Kura Sushi USA
KRUS
$586M
$6K ﹤0.01%
350
– –
CALY
2374
Callaway Golf Company
CALY
$3.07B
$6K ﹤0.01%
269
-51
-16% -$1.04K
NANR icon
2375
State Street SPDR S&P North American Natural Resources ETF
NANR
$804M
$6K ﹤0.01%
185
+3
+2% +$94
93 94
95
96 97

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.