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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
R icon
2351
Ryder
R
$9.98B
$3K ﹤0.01%
83
-38
-31% -$1.54K
REI icon
2352
Ring Energy
REI
$354M
$3K ﹤0.01%
5,000
– –
RIGL icon
2353
Rigel Pharmaceuticals
RIGL
$778M
$3K ﹤0.01%
150
– –
ROSC icon
2354
Hartford Multifactor Small Cap ETF
ROSC
$62M
$3K ﹤0.01%
145
– –
SKT icon
2355
Tanger
SKT
$4.44B
$3K ﹤0.01%
504
+174
+53% +$1.09K
SLG icon
2356
SL Green Realty
SLG
$3.9B
$3K ﹤0.01%
74
+13
+21% +$603
TECK icon
2357
Teck Resources
TECK
$32.8B
$3K ﹤0.01%
+275
New +$3.26K
TGNA
2358
DELISTED
TEGNA Inc
TGNA
$3K ﹤0.01%
+293
New +$3.48K
TOL icon
2359
Toll Brothers
TOL
$14B
$3K ﹤0.01%
75
-1
-1% -$40
TS icon
2360
Tenaris
TS
$27.4B
$3K ﹤0.01%
350
+249
+247% +$2.94K
TTGT icon
2361
TechTarget
TTGT
$282M
$3K ﹤0.01%
72
– –
VCYT icon
2362
Veracyte
VCYT
$3.72B
$3K ﹤0.01%
97
– –
VLY icon
2363
Valley National Bancorp
VLY
$8.1B
$3K ﹤0.01%
504
– –
WBS icon
2364
Webster Financial
WBS
$12.8B
$3K ﹤0.01%
129
– –
TRAW icon
2365
Traws Pharma
TRAW
$8.22M
$3K ﹤0.01%
31
-22
-42% -$5.44K
SMC
2366
Summit Midstream
SMC
$440M
$3K ﹤0.01%
315
– –
NDP
2367
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$3K ﹤0.01%
356
+250
+236% +$2.85K
SILK
2368
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$3K ﹤0.01%
49
+18
+58% +$982
MRNS
2369
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$3K ﹤0.01%
+250
New +$2.16K
MDC
2370
DELISTED
M.D.C. Holdings, Inc.
MDC
$3K ﹤0.01%
87
– –
NEPT
2371
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$3K ﹤0.01%
+1
New +$3.81K
RAD
2372
DELISTED
Rite Aid Corporation
RAD
$3K ﹤0.01%
400
– –
DBD
2373
DELISTED
Diebold Nixdorf Incorporated
DBD
$3K ﹤0.01%
515
-1
-0.2% -$7
CAJ
2374
DELISTED
Canon, Inc.
CAJ
$3K ﹤0.01%
232
+182
+364% +$3.23K
SWI
2375
DELISTED
SolarWinds Corporation Common Stock
SWI
$3K ﹤0.01%
179
+65
+57% +$1.32K
93 94
95
96 97

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.