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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOUR icon
2326
Shift4
FOUR
$3.41B
$7K ﹤0.01%
+105
New +$6.28K
FTS icon
2327
Fortis
FTS
$28.3B
$7K ﹤0.01%
191
+6
+3% +$246
FXA icon
2328
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$7K ﹤0.01%
100
– –
GMS
2329
DELISTED
GMS Inc
GMS
$7K ﹤0.01%
250
– –
HOMB icon
2330
Home BancShares
HOMB
$6.17B
$7K ﹤0.01%
401
+120
+43% +$2.18K
HY icon
2331
Hyster-Yale Materials Handling
HY
$629M
$7K ﹤0.01%
128
– –
BRSL
2332
Brightstar Lottery PLC
BRSL
$2.02B
$7K ﹤0.01%
468
-35
-7% -$427
IX icon
2333
ORIX
IX
$43.3B
$7K ﹤0.01%
495
+65
+15% +$917
KTOS icon
2334
Kratos Defense & Security Solutions
KTOS
$11.7B
$7K ﹤0.01%
256
+100
+64% +$2.19K
LEMB icon
2335
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$722M
$7K ﹤0.01%
176
– –
MYGN icon
2336
Myriad Genetics
MYGN
$311M
$7K ﹤0.01%
400
-95
-19% -$1.53K
NEOG icon
2337
Neogen
NEOG
$2.49B
$7K ﹤0.01%
196
– –
OMEX icon
2338
Odyssey Marine Exploration
OMEX
$51.3M
$7K ﹤0.01%
1,000
– –
PRK icon
2339
Park National Corp
PRK
$3.63B
$7K ﹤0.01%
74
– –
RRC icon
2340
Range Resources
RRC
$9.41B
$7K ﹤0.01%
1,276
+250
+24% +$1.84K
SPIP icon
2341
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$7K ﹤0.01%
236
– –
STAA icon
2342
STAAR Surgical
STAA
$1.25B
$7K ﹤0.01%
97
+26
+37% +$1.9K
WTFC icon
2343
Wintrust Financial
WTFC
$10.7B
$7K ﹤0.01%
130
-409
-76% -$22K
TELL
2344
DELISTED
Tellurian Inc.
TELL
$7K ﹤0.01%
6,234
– –
RAD
2345
DELISTED
Rite Aid Corporation
RAD
$7K ﹤0.01%
449
+49
+12% +$630
IBMK
2346
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$7K ﹤0.01%
+282
New +$7.45K
CHNG
2347
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$7K ﹤0.01%
402
+336
+509% +$5.52K
BPYU
2348
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$7K ﹤0.01%
477
+27
+6% +$411
CATM
2349
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$7K ﹤0.01%
203
– –
MTT
2350
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$7K ﹤0.01%
355
+4
+1% +$82
92 93
94
95 96

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.