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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICHR icon
2326
Ichor Holdings
ICHR
$2.43B
$3K ﹤0.01%
157
+57
+57% +$1.51K
IMCG icon
2327
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.11B
$3K ﹤0.01%
60
– –
IYT icon
2328
iShares US Transportation ETF
IYT
$2.27B
$3K ﹤0.01%
80
-980
-92% -$45.8K
OPLN
2329
Openlane
OPLN
$4.58B
$3K ﹤0.01%
271
-1
-0.4% -$16
KPTI icon
2330
Karyopharm Therapeutics
KPTI
$44.4M
$3K ﹤0.01%
18
+7
+64% +$1.71K
KTOS icon
2331
Kratos Defense & Security Solutions
KTOS
$11.7B
$3K ﹤0.01%
156
– –
KXI icon
2332
iShares Global Consumer Staples ETF
KXI
$1.06B
$3K ﹤0.01%
72
-60
-45% -$3.29K
LOPE icon
2333
Grand Canyon Education
LOPE
$3.82B
$3K ﹤0.01%
41
+15
+58% +$1.36K
MDU icon
2334
MDU Resources
MDU
$4.29B
$3K ﹤0.01%
397
– –
MEI icon
2335
Methode Electronics
MEI
$581M
$3K ﹤0.01%
135
– –
MNRO icon
2336
Monro
MNRO
$368M
$3K ﹤0.01%
+77
New +$3.93K
MNTS icon
2337
Momentus
MNTS
$88.3M
– –
0
– –
MRC
2338
DELISTED
MRC Global
MRC
$3K ﹤0.01%
866
– –
NAT icon
2339
Nordic American Tanker
NAT
$1.33B
$3K ﹤0.01%
+1,000
New +$4.17K
NHI icon
2340
National Health Investors
NHI
$3.59B
$3K ﹤0.01%
59
– –
NVRI icon
2341
Enviri
NVRI
$615M
$3K ﹤0.01%
242
-52
-18% -$751
OIH icon
2342
VanEck Oil Services ETF
OIH
$1.95B
$3K ﹤0.01%
+36
New +$4.42K
OLP
2343
One Liberty Properties
OLP
$512M
$3K ﹤0.01%
198
+2
+1% +$36
ORI icon
2344
Old Republic International
ORI
$10.3B
$3K ﹤0.01%
205
– –
PAGS icon
2345
PagSeguro Digital
PAGS
$2.54B
$3K ﹤0.01%
85
– –
PD icon
2346
PagerDuty
PD
$916M
$3K ﹤0.01%
125
+55
+79% +$1.55K
IFLN
2347
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$3K ﹤0.01%
207
– –
PNFP icon
2348
Pinnacle Financial Partners Inc
PNFP
$15.8B
$3K ﹤0.01%
+86
New +$3.42K
PRI icon
2349
Primerica
PRI
$9.65B
$3K ﹤0.01%
30
– –
PTEN icon
2350
Patterson-UTI
PTEN
$4.19B
$3K ﹤0.01%
1,236
-292
-19% -$1.07K
92 93
94
95 96

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.