We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBA
2326
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$1K ﹤0.01%
+39
New +$1.71K
CAJ
2327
DELISTED
Canon, Inc.
CAJ
$1K ﹤0.01%
50
– –
TVTY
2328
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$1K ﹤0.01%
208
– –
XEC
2329
DELISTED
CIMAREX ENERGY CO
XEC
$1K ﹤0.01%
55
-6,036
-99% -$217K
MSGN
2330
DELISTED
MSG Networks Inc.
MSGN
$1K ﹤0.01%
130
-357
-73% -$5.1K
STAY
2331
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$1K ﹤0.01%
116
– –
QEP
2332
DELISTED
QEP RESOURCES, INC.
QEP
$1K ﹤0.01%
3,900
+1,616
+71% +$3.89K
TCO
2333
DELISTED
Taubman Centers Inc.
TCO
$1K ﹤0.01%
26
– –
HCR
2334
DELISTED
Hi-Crush Inc. Common Stock
HCR
$1K ﹤0.01%
3,500
– –
AA icon
2335
Alcoa
AA
$13.2B
$0 ﹤0.01%
22
– –
AIA icon
2336
iShares Asia 50 ETF
AIA
$4.73B
– –
-699
Closed -$46K
AIV
2337
Aimco
AIV
$383M
$0 ﹤0.01%
+30
New +$192
AM icon
2338
Antero Midstream
AM
$10.1B
– –
-4,344
Closed -$33K
AMC icon
2339
AMC Entertainment Holdings
AMC
$2.31B
– –
-6,500
Closed -$471K
AMX icon
2340
America Movil
AMX
$71.2B
– –
-20,000
Closed -$320K
AR icon
2341
Antero Resources
AR
$10.7B
– –
-25
Closed –
ARDX icon
2342
Ardelyx
ARDX
$997M
– –
-892
Closed -$7K
AVAV icon
2343
AeroVironment
AVAV
$9.45B
– –
-1,000
Closed -$62K
AVNW icon
2344
Aviat Networks
AVNW
$273M
$0 ﹤0.01%
42
– –
BC icon
2345
Brunswick
BC
$5.28B
– –
-7
Closed –
BGX
2346
Blackstone Long-Short Credit Income Fund
BGX
$138M
– –
-102
Closed -$2K
BILI icon
2347
Bilibili
BILI
$7.84B
– –
-250
Closed -$5K
BJRI icon
2348
BJ's Restaurants
BJRI
$1.48B
$0 ﹤0.01%
+31
New +$996
BKF icon
2349
iShares MSCI BIC ETF
BKF
$78.6M
$0 ﹤0.01%
+6
New +$253
BLE
2350
DELISTED
BlackRock Municipal Income Trust II
BLE
– –
-506
Closed -$8K
92 93
94
95 96

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.