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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBSH icon
2301
Commerce Bancshares
CBSH
$8.44B
$58K ﹤0.01%
999
+801
+405% +$46.7K
CUBE icon
2302
CubeSmart
CUBE
$9.23B
$58K ﹤0.01%
1,468
+19
+1% +$765
CYBR
2303
DELISTED
CyberArk
CYBR
$58K ﹤0.01%
461
+113
+32% +$16.3K
ESPO icon
2304
VanEck Video Gaming and eSports ETF
ESPO
$259M
$58K ﹤0.01%
1,370
-587
-30% -$24.8K
EXPO icon
2305
Exponent
EXPO
$3.28B
$58K ﹤0.01%
586
-615
-51% -$59.7K
GT icon
2306
Goodyear
GT
$1.74B
$58K ﹤0.01%
5,784
+2,554
+79% +$27.9K
NHS
2307
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$58K ﹤0.01%
6,873
– –
NOMD icon
2308
Nomad Foods
NOMD
$1.63B
$58K ﹤0.01%
3,423
-229
-6% -$3.63K
PAXS
2309
PIMCO Access Income Fund
PAXS
$674M
$58K ﹤0.01%
3,968
-10,556
-73% -$166K
PTEN icon
2310
Patterson-UTI
PTEN
$4.19B
$58K ﹤0.01%
3,456
+551
+19% +$9.09K
RXI icon
2311
iShares Global Consumer Discretionary ETF
RXI
$278M
$58K ﹤0.01%
463
+2
+0.4% +$256
SCCO icon
2312
Southern Copper
SCCO
$167B
$58K ﹤0.01%
1,052
-498
-32% -$25.4K
UPWK icon
2313
Upwork
UPWK
$1.21B
$58K ﹤0.01%
5,641
-13
-0.2% -$160
YELP icon
2314
Yelp
YELP
$1.35B
$58K ﹤0.01%
2,143
-675
-24% -$21.4K
NUVA
2315
DELISTED
NuVasive, Inc.
NUVA
$58K ﹤0.01%
1,419
– –
BF.B icon
2316
Brown-Forman Class B
BF.B
$12.9B
$57K ﹤0.01%
876
-12
-1% -$814
FAN icon
2317
First Trust Global Wind Energy ETF
FAN
$277M
$57K ﹤0.01%
3,320
-271
-8% -$4.46K
FBIN icon
2318
Fortune Brands Innovations
FBIN
$5.73B
$57K ﹤0.01%
1,020
-124
-11% -$6.52K
INDY icon
2319
iShares S&P India Nifty 50 Index Fund
INDY
$565M
$57K ﹤0.01%
1,365
-310
-19% -$13.6K
KFY icon
2320
Korn Ferry
KFY
$4.25B
$57K ﹤0.01%
1,132
+207
+22% +$11K
RKT icon
2321
Rocket Companies
RKT
$39B
$57K ﹤0.01%
8,188
-976
-11% -$7.13K
SHYG icon
2322
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
$57K ﹤0.01%
1,405
+225
+19% +$9.2K
TLRY icon
2323
Tilray
TLRY
$602M
$57K ﹤0.01%
2,144
+61
+3% +$2.14K
UHT
2324
Universal Health Realty Income Trust
UHT
$576M
$57K ﹤0.01%
1,203
– –
LGF.B
2325
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$57K ﹤0.01%
10,506
– –
91 92
93
94 95

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.